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14 Feb 2024, 10:39 am
Many hedge funds and other professional asset managers have structured their securities trading operations to rely on the trader exception. [read post]
21 May 2021, 10:23 am
While promising protection from predatory traders, ITG, the SEC concluded, effectively served up open client orders to high-frequency traders. [read post]
11 Jun 2010, 7:53 am
Elsewhere tense confrontations have occurred between police and street traders, over seizures of street traders’ goods, in the name of cleaning up the streets for the World Cup. [read post]
27 Sep 2011, 3:12 am
Alessio Rastani: Is BBC Market Trader Really Yes Men Founder Andy Bichlbaum? [read post]
21 May 2016, 8:35 am
It’s one of the largest food recalls, with well more than 400 products from CRF Frozen Foods in Pasco, Washington, sold under more than 40 different brand names at major retailers like Costco, Target, Trader Joe’s and Safeway. [read post]
29 Aug 2012, 12:30 pm
This is not the end of the story, however, as the government notice states that the “burden for proving” where products originate from “will lie with traders”. [read post]
14 Jun 2010, 3:00 pm
In sum, infamous rogue traders don’t typically jump out of the starting gate with large losses. [read post]
12 Oct 2016, 10:00 pm
Food supplement producers and traders must display this statement: “This Type of Product Cannot Serve as Substitute for Drugs. [read post]
16 Jan 2019, 3:00 am
The SEC charged the hacker and other traders for that conduct in 2015. [read post]
27 Aug 2009, 8:55 am
But the bonus plan would still give the trader an incentive to seek a high profit level: the trader’s bonus would increase by $5 million if the profit is $100 million rather than $50 million. [read post]
14 Apr 2016, 11:56 pm
Ajinomoto’s end run was successful in that it convinced Trader Joe’s to deal directly with Ajinomoto, and Trader Joe’s stopped doing any business with Pine Valley. [read post]
11 Feb 2014, 2:13 pm
John Baldwin also held that“this right of the public to access technological development does not go so far as to allow a trader such as Amazon to ride rough shod over intellectual property rights, to treat trade marks such as Lush as no more than a generic indication of a class of goods in which the consumer might have an interest”. [read post]
22 Nov 2013, 7:32 am
The reportnoted that, in the case of new index credit default swaps arranged between major derivatives traders, more than half are now being cleared through central counterparties. [read post]
14 Jul 2016, 6:50 am
By Anne Sherry, J.D.A court declined the CFTC's request to preliminarily enjoin a trader's "spoofing" behavior, electing instead to restrict the defendants' trading to ensure compliance until the charges go to trial. 3Red Trading, LLC and its principal allegedly engaged in a four-year manipulative scheme by manually placing large orders on one side of the market then canceling prior to execution. [read post]
26 May 2015, 11:11 am
By the end of 2012, Bruno Iksil, aka the London Whale, had lost more than $6 billion while serving in his role as head trader of JPMorgan’s Synthetic Credit Portfolio group. [read post]
30 May 2013, 1:07 am
Wider ticks favor long-term investors and stock pickers over short-term traders. [read post]
18 Feb 2013, 6:35 am
Trader Settles “Cherry-Picking” Charges for $7 Million Howard Berger and his wife agreed to a consent judgment with the SEC, settling charges that Berger “cherry-picked” profits from his hedge funds. [read post]
19 Jan 2017, 10:00 pm
"Trading Technologies' system clearly improves the accuracy of trader transactions, albeit through software. [read post]
5 Jan 2016, 9:30 pm
How did people—traders, plantation owners, and, most importantly, enslaved men and women themselves—view and understand these deaths, and how did they affect understandings of the institution of slavery then and now? [read post]
9 Dec 2014, 9:30 pm
”]January 12: Robyn Muncy (University of Maryland), on Relentless Reformer: Josephine Roche and the Persistence of Progressivism in Twentieth-Century AmericaJanuary 19: No seminar (Martin Luther King Day)January 26: Kathy Peiss (University of Pennsylvania), on Bookmen at War: Libraries, Intelligence, and Cultural Policy in World War IIFebruary 2: Pawel Machcewicz (Museum of the Second World War, Gdansk) on Poland's War on Radio Free EuropeFebruary 9: Charles Neu (Brown University) on… [read post]
