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10 Jan 2019, 12:53 pm
Merrill Lynch – In December, Merrill Lynch had to pay almost $6 million for improper sales of initial public offerings, over an eight year period (2010 and 2018). [read post]
14 Feb 2010, 5:53 am
There was the Sunday when Bank of America agreed to take over Merrill Lynch. [read post]
15 Aug 2008, 9:10 pm
According to sources, Cuomo has advised Merrill Lynch that it faces an imminent lawsuit from New York unless it reaches a satisfactory accord. [read post]
9 Dec 2011, 2:00 am
McClatchy DC: Merrill Lynch Fined for Violating Cotton-Speculation Limits – This article details how the CFTC fined Merrill Lynch $350k for repeatedly violating limits on how many Cotton No. 2 futures contracts it was allowed to hold. [read post]
22 Jan 2013, 7:46 am
Merrill Lynch, a Seventh Circuit decision permitting class certification where delegation was broadly delegated. [read post]
8 May 2020, 9:47 am
Yee Yee Htwe Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmers Financial Solutions, LLC Randy Jackson Merrill Lynch, Pierce, Fenner & Smith Incorporated E*Trade Securities LLC Scott Levine Craft Capital Management LLC PHX Financial, Inc. [read post]
4 Sep 2008, 1:40 pm
Moreover, Merrill had to finance 75% of the purchase price in order to consummate the deal. [read post]
4 Jun 2020, 10:31 am
Merrill Lynch did not admit or deny wrongdoing. [read post]
19 Jan 2010, 4:43 am
Dominic Jones notes that Judge Rakoff recently ruled that BofA cannot present expert testimony asserting that media reports should have alerted shareholders to the bonuses it planned to pay Merrill Lynch executives after the 2008 merger. [read post]
4 Feb 2010, 1:00 pm
He rejected a $33 million dollar settlement that did not address the failure to disclose the mounting losses by Merrill in connection with shareholder approval of the acquisition. [read post]
14 Jan 2010, 1:05 pm
Here’s the OECD market share data for Q4 2007 as it appears in the Bank of America/Merrill Lynch’s Global Wireless Matrix. [read post]
12 Feb 2009, 1:58 pm
And in New York, Attorney General Andrew Cuomo laid out further details about $3.6 billion in bonuses Merrill Lynch & Co. executives received, calling the investment bank's executives irresponsible. [read post]
4 Jan 2013, 2:24 pm
In addition, Citigroup, Goldman, Merrill Lynch and Morgan Stanley failed to have adequate systems and written supervisory procedures reasonably designed to monitor how the municipal securities associations used the funds that these firms paid. [read post]
10 Jan 2011, 11:14 am
Merrill brought the first challenge to an NSL gag order, and a few more followed. [read post]
10 May 2007, 3:30 am
In the barge case, the prosecution contended that the Merrill Lynch executives had entered into a secret oral "side deal" with Enron CFO Andy Fastow that rendered illegal Enron's accounting of the sale of a energy-producing barge interest to Merrill. [read post]
27 Feb 2012, 7:29 am
Merrill Lynch, Pierce, Fenner & Smith, Inc., 2011 U.S. [read post]
14 Mar 2012, 3:40 am
Merrill and the ACLU filed a legal challenge under the name “John Doe,” since they weren’t allowed to identify Merrill or the name of his ISP. [read post]
14 Jan 2010, 10:01 pm
Through a deferred prosecution agreement with Merrill, the Task Force then proceeded to hamstring the Merrill defendants' defense by limiting access to other Merrill Lynch executives who were involved in the barge transaction. [read post]
12 Jun 2012, 2:46 pm
Continue reading »Follow Above the Law on Twitter or become a fan on Facebook.Tags: Biglaw, Bingham McCutchen, Boutique Law Firms, Bryan Reyhani, Dimitri Nemirovsky, economic crisis, In-House Counsel, Loeb & Loeb, loeb & loeb llp, Merrill Lynch, Pinterest, Reyhani Nemirovsky LLP, Size Matters, Small Law Firms, Valerie Katz [read post]
22 Dec 2007, 10:21 am
Sources of holiday cheer included strong earnings, signs of healthy consumer spending and a possible capital infusion for Merrill Lynch, one of several Wall Street firms struggling with losses on mortgage-related investments. [read post]
