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25 Mar 2021, 11:00 am
These two options are not mutually exclusive. [read post]
23 Nov 2010, 11:17 am
Under the DOL’s original test, published under ERISA Section 3(21)(A) in 1975, an advisor providing investment advice would only be considered a “fiduciary” under ERISA if it rendered advice (1) as to the value of securities or other property, or the advisability of investing in, purchasing or selling securities or other property, (2) on a regular basis (3) pursuant to a mutual agreement, arrangement or understanding, with the plan or a plan fiduciary that… [read post]
22 Feb 2012, 5:11 pm
The National Labor Relations Board (“NLRB”) recently provided a second report offering additional guidance to employers on disciplinary actions and social media policies. [read post]
30 Nov 2022, 6:35 pm
At this time, Liberty Mutual has not been provided this information. [read post]
7 Nov 2022, 2:00 am
On July 18, 2022, the New Jersey Appellate Division provided a perfect reminder why all employers and HR professionals should diligently confirm that new hires complete all on-boarding paperwork. [read post]
29 Oct 2013, 4:45 am
Each limited partner ratified the Mutual Release. [read post]
25 Oct 2011, 11:54 am
For the respondent challenger, the UDRP provides a limited stay of 10 days to commence a legal action “against the complainant in a [mutual] jurisdiction to which the complainant has submitted under Paragraph 3(b)(xiii) of the Rules of Procedure. [read post]
27 Oct 2010, 9:03 am
This Four Part Series provides an entry level discussion for anyone interested in starting a hedge fund. [read post]
29 Oct 2014, 9:23 am
The court found there was no settled, mutual intention in this regard. [read post]
17 Jul 2014, 1:24 am
In 1999, SIIS was privatized, and the state fund was replaced by a mutual insurance company called Employers Insurance Company of Nevada (EICON). [read post]
4 Feb 2012, 9:26 am
The Coalition also asked the SEC to consider requiring proxy advisory services to register as investment advisers under the Investment Advisers Act.Proxy advisory firms are typically retained by mutual fund and hedge fund asset managers, pension plans, and other institutional investors to provide voting recommendations and otherwise assist in voting by these institutional investors, which range widely in size of assets under management.According to the Coalition, recent public… [read post]
5 Sep 2014, 9:08 am
The plaintiff’s attorney apparently referred the plaintiff to the medical provider. [read post]
30 Sep 2019, 4:38 pm
Although the mediator may be an attorney, he/she will not provide legal advice to either party. [read post]
8 Nov 2016, 12:03 pm
But we’re also deeply interested in the mutual success of both ourselves and our clients. [read post]
25 Sep 2009, 9:53 pm
So now I'm feeling much less optimistic that we'll be able to achieve even the most basic level of mutual understanding as a result of this exchange. [read post]
3 Jul 2020, 9:29 am
Country Mutual DO-013 Insurance Company, provides a helpful illustration of this principle. [read post]
29 Aug 2008, 5:57 pm
In addition, the attorney will provide legal advice and other legal support to internal clients and monitor legislation and new laws affecting mutual funds and investment advisers. [read post]
16 Jun 2008, 2:32 am
However, the consultation paper has identified some scope for improvements to the administration of the existing regime, including a new framework for mutual recognition. [read post]
9 Apr 2012, 8:49 am
The operation of the principle of managed mutual recognition in other economic integration regimes, in particular in the context of the WTO, is also discussed. [read post]
10 Sep 2012, 6:28 am
Because the firm received a percentage of every dollar that its clients invested in these mutual funds, there was an incentive to recommend these funds over other investment opportunities in order to generate additional revenue for the firm.Without admitting or denying the SEC’s charges, the owner and the two advisory firms agreed to pay a combined $1.1 million to settle the case.If you are not sure if you are in compliance, with SEC or state regulations, hire an experienced… [read post]
