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30 Apr 2018, 9:01 pm by Tamar Frankel
However, if a broker receives very high commissions from a securities seller and strongly recommends these securities as an investment to a buying client, despite that these securities might not be the right investment or the least expensive investment for the client, this behavior is usually not criminal. [read post]
30 Apr 2018, 8:38 pm by Stuart M. Kerner, Esq.
• Pay attention to road safety: Staying street smart can save lives so know the rules of the road before you go out to ride. [read post]
30 Apr 2018, 1:00 am by Matrix Legal Support Service
This week the Supreme Court sits in Belfast, with talks and events by the Justices planned throughout the week. [read post]
28 Apr 2018, 11:32 pm by Gene Takagi
Substantially related business – technical assistance PLR 201701002 #UBIT Grantmaker tools in long term related investments: change-in-control provisions, put options, march in rights around IP deployment, escrowing certain assets. [read post]
26 Apr 2018, 7:13 am by John Jascob
One firm submitted materials it planned to use with brokerage clients after the June 9 implementation date, including a three-page checklist of all features of an account rollover comparing and contrasting the non-investment features of an employer-sponsored retirement program account with an IRA account. [read post]
26 Apr 2018, 3:59 am by Jane Meacham, Contributing Editor
Despite uncertainty about the future of the DOL fiduciary rule and the SEC version’s more limited focus on protection for retail investors and individual Americans saving for retirement, the SEC proposals were seen as sustaining an emphasis on reducing conflicts of interest in the investment industry. [read post]
26 Apr 2018, 3:59 am by Jane Meacham, Contributing Editor
Despite uncertainty about the future of the DOL fiduciary rule and the SEC version’s more limited focus on protection for retail investors and individual Americans saving for retirement, the SEC proposals were seen as sustaining an emphasis on reducing conflicts of interest in the investment industry. [read post]
26 Apr 2018, 3:47 am by HR Daily Advisor Editorial Staff
 The average employer offers 14 solutions, 9 procured from a health plan, 5 from a third-party vendor. [read post]
26 Apr 2018, 3:47 am by HR Daily Advisor Editorial Staff
 The average employer offers 14 solutions, 9 procured from a health plan, 5 from a third-party vendor. [read post]
25 Apr 2018, 1:46 pm by Michael Madison
The bar exam should be the serious rite of passage it is, but before the unqualified or unwilling have invested 3 years. [read post]
24 Apr 2018, 9:30 pm by Lisa A. Robinson
In fiscal year 2018, it is zero or negative (depending on the agency), indicating that cost savings must be achieved. [read post]
24 Apr 2018, 6:30 am by Michael B. Stack
But if good video is recorded, it can save so much more in overtime cost and is a wise investment. [read post]
20 Apr 2018, 6:00 am by Staff Report
SunPower Solar – Solar power is one of the wisest investments you can make today. [read post]
18 Apr 2018, 7:31 am by Dennis Crouch
  As I mentioned at my confirmation hearing in front of this Committee, when patent owners and the public have confidence in the patents we grant, inventors are encouraged to invent, investments are made, companies grow, jobs are created, science and technology advance. [read post]
17 Apr 2018, 8:00 am by Mike Habib, EA
The TJCA also prohibits recharacterizing amounts rolled over to a Roth IRA from other retirement plans, such as Code Sec. 401(k) or Code Sec. 403(b) plans. [read post]
17 Apr 2018, 8:00 am by Mike Habib, EA
The TJCA also prohibits recharacterizing amounts rolled over to a Roth IRA from other retirement plans, such as Code Sec. 401(k) or Code Sec. 403(b) plans. [read post]