Search for: "Securities Investor Protection Corporation"
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6 Jan 2016, 7:54 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
4 Jan 2016, 4:08 pm
These policies, which provide a measure of catastrophe protection for corporate executives, would be triggered if the company wrongfully withheld advancement or indemnification from its executives, or if the company is financially unable to indemnify its executives or to advance defense expenses. [read post]
2 Jan 2016, 7:58 am
Because there are fewer buyers it is difficult to determine what the value of the security is. [read post]
27 Dec 2015, 9:30 pm
Information Overload and Mandatory Securities Regulation Disclosure Troy A. [read post]
26 Dec 2015, 8:12 pm
Posted by Jon Eisenberg, K&L Gates LLP, December 26, 2015 – Harvard Law School Forum on Corporate Governance and Financial Regulation: “In its 2015 Financial Report, the SEC repeated its view that one of the two principal purposes of the Securities Act of 1933 and the Securities Exchange Act of 1934 is to ensure that “people who sell and trade securities—brokers, dealers and exchanges—must treat investors fairly and… [read post]
22 Dec 2015, 5:00 am
Reed said that investors deserve a clear picture of companies’ prioritization of cybersecurity, and their ability to protect investors and customers from cyberattacks. [read post]
21 Dec 2015, 12:41 pm
On December 18, the Securities and Exchange Commission issued a staff report (the “Report”) on the definition of “accredited investor” set forth in Rule 501(a) of Regulation D under the Securities Act of 1933. [read post]
16 Dec 2015, 9:46 am
Securing justice. [read post]
15 Dec 2015, 8:04 am
To ensure your protection and make this process easier, consult an experienced business attorney. [read post]
11 Dec 2015, 8:54 am
These provisions are intended to protect bond investors by requiring any restructuring of bonds to occur subject to the transparency of a court supervised bankruptcy process, absent bondholder consent to a debt restructuring. [read post]
10 Dec 2015, 6:04 am
These provisions are intended to protect bond investors by requiring any restructuring of bonds to occur subject to the transparency of a court supervised bankruptcy process, absent bondholder consent to a debt restructuring. [read post]
8 Dec 2015, 4:29 pm
Ferreira is not unacquainted with corporate scandals and difficulties. [read post]
8 Dec 2015, 12:09 pm
For example, everything in the TPP that increases corporate rights and interests is binding, whereas every provision that is meant to protect the public interest is non-binding and is susceptible to get bulldozed by efforts to protect corporations. [read post]
7 Dec 2015, 9:06 am
The Trust Indenture Act is the 1939 securities law that is the major protection for bondholders. [read post]
3 Dec 2015, 11:07 pm
And independent TD Mick Wallace accused the government of selling control of the rental market to a ‘cartel’ of foreign investors. [read post]
2 Dec 2015, 4:14 pm
Dax White is the managing partner of the White Law Group, a national securities fraud, securities arbitration and investor protection law firm with at offices in Chicago, Illinois and Vero Beach, Florida. [read post]
1 Dec 2015, 7:06 am
The Forum is the foremost event to network, share experiences and learn about the many initiatives and projects to promote corporate respect for human rights. [read post]
27 Nov 2015, 12:16 pm
This parallel disclosure system, developed by bank regulators, is not directed at investor protection and market efficiency, so it conflicts with the goals of the SEC’s disclosure mandates, he advised. [read post]
24 Nov 2015, 11:12 am
If the SEC would adopt a policy similar to that adopted by the State of California on the payment of finder’s fees, it could help many small businesses to raise capital in a way that still allow the SEC to monitor the payment of finder’s fees and perform its primary duties of protecting investors and preserving the integrity of the U.S. securities markets. [read post]
24 Nov 2015, 11:12 am
If the SEC would adopt a policy similar to that adopted by the State of California on the payment of finder’s fees, it could help many small businesses to raise capital in a way that still allow the SEC to monitor the payment of finder’s fees and perform its primary duties of protecting investors and preserving the integrity of the U.S. securities markets. [read post]
