Search for: "Security First Managers, LLC." Results 2481 - 2500 of 3,599
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3 Dec 2015, 6:26 am by Tom Bolt
Franchising, like the sale of securities, is a highly regulated type of financial arrangement. [read post]
1 Dec 2015, 2:38 pm by Corey Harris
On December 1, 2015, the Securities and Exchange Commission (SEC) charged GAW Miners, LLC (“GAW Miners”), ZenMiner, LLC (“ZenMiner”) and Homero Joshua Garza (“Garza”) the managing member of both GAW Miners and ZenMiner (together the, “Defendants”) with fraud under (i) Section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”) and (ii) Section 17(a) of the Securities Act of… [read post]
30 Nov 2015, 7:15 am by Cathy Moran
Who can file Chapter 13 Chapter 13 is available to individuals (no corporations or LLC’s), with regular income, whose debts total less than the caps for secured and unsecured claims. [read post]
28 Nov 2015, 11:06 am by Shannon Hames
The post 3 Reasons Why You Need a Prenuptial Agreement appeared first on Kitchens New Cleghorn, LLC - Attorneys at Law - Atlanta, Georgia – Randy New - Managing Partner; Jeff Cleghorn; Joyce Kitchens. [read post]
28 Nov 2015, 11:06 am by Shannon Hames
The post 3 Reasons Why You Need a Prenuptial Agreement appeared first on Kitchens New Cleghorn, LLC - Attorneys at Law - Atlanta, Georgia – Randy New - Managing Partner; Jeff Cleghorn; Joyce Kitchens. [read post]
22 Nov 2015, 1:35 pm by Adam Weinstein
From March 1995, until August 2007, Bolton was associated with First Montauk Securities Corp. [read post]
21 Nov 2015, 4:43 am by SHG
  Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
20 Nov 2015, 8:00 am by Jack Gravelle
Securities sold under Regulation A+ are not restricted securities and can be freely sold by non-affiliates. [read post]
20 Nov 2015, 8:00 am by Jack Gravelle
Securities sold under Regulation A+ are not restricted securities and can be freely sold by non-affiliates. [read post]
18 Nov 2015, 11:44 am by Frankl & Kominsky, P.A.
The incident was reported to a manager at Disney, and the plaintiff alleges that the manager told him that Disney would cover his medical costs. [read post]
David is managing director of the Global China Practice for Allison+Partners LLC, and he just came out with a book Public Relations in China (published by Macmillan) in October. [read post]
13 Nov 2015, 7:27 am by Adam Weinstein
Since November 2014, Fowler has been associated with Worden Capital Management LLC out of the firm’s Garden City, New York office location. [read post]
29 Oct 2015, 4:34 am by Adam Weinstein
Finally, since February 2012, Taddonio has been associated with Craig Scott Capital, LLC. [read post]
28 Oct 2015, 6:07 am by Adam Weinstein
A similar claim, excessive trading, under FINRA’s suitability rule involves just the first two elements. [read post]
18 Oct 2015, 12:15 pm by Ron Friedmann
Resolving security and deciding what can or should move to the cloud are likely to be issues that occupy both IT professionals and firm management for some time to come. [read post]
14 Oct 2015, 1:04 pm by Dheeraj K. Singhal
Chapter 11 Chapter 11 is for corporations, partnerships, LLCs and even small businesses and individuals. [read post]
8 Oct 2015, 12:18 pm by D. Daxton White
The hedge fund is managed by Spruce Alpha Investments Advisers and is the company’s first fund in direct hedge fund trading. [read post]