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1 Dec 2014, 4:04 am
Supreme Court’s holding in Morrison v, National Australia Bank – which held that the U.S. securities laws do not apply to securities transactions that take place outside the U.S. [read post]
9 Mar 2012, 11:34 am
No exclusion for proposal to amend by-laws regarding Board nominees. [read post]
14 Dec 2016, 7:00 am
Circuit issued a ruling that changed the CFPB director’s status, allowing the director to be removed by the President “at will” rather than “for cause. [read post]
4 May 2021, 9:46 am
Imagine a bank appointing a confirmed Marxist as its CEO, or an oil company doing likewise with a passionate campaigner against fossil fuels. [read post]
8 Sep 2011, 3:43 am
An ISS withhold recommendation, in conjunction with at least one of four factors - a withhold vote by Fidelity, the director missing 25% of board meetings, the company having ignored a shareholder resolution that received majority support, and a Vanguard withhold vote on outside directors with business ties to the company - is associated with a 49% probability of receiving a high withhold vote. [read post]
29 Dec 2009, 4:58 am
The letter explicitly stated that "any written or oral advice provided by Goldman Sachs in connection with our engagement is exclusively for the information of the Board of Directors and senior management of the Company. [read post]
20 Feb 2009, 2:51 pm
Section 307 required the SEC to promulgate rules "requiring an attorney to report evidence of a material violation of securities law or breach of fiduciary duty or similar violation by the company or any agent thereof, to the chief legal counsel or the chief executive officer of the company" and then, if no satisfactory response, "requiring the attorney to report the evidence to the audit committee of the board of directors of the issuer… [read post]
20 May 2021, 3:00 am
In reaching this decision, the court stated that to show that demand would have been futile, the plaintiff needed to plead “actual or constructive knowledge that their conduct was legally improper” and that, in reviewing the actual composition of the board which included two black directors, four women directors and one director who is openly gay, the plaintiff had not satisfied the requirement. [read post]
16 Feb 2010, 4:31 am
He does say that a bylaw that would reduce the size of the board at an annual meeting could effectively end the term of directors not reelected at that meeting. [read post]
12 Aug 2015, 2:00 am
Hodges, Director, Ohio Department of Health, in a five to four opinion ruled to allow same sex marriages in every state. [read post]
25 Aug 2014, 4:14 am
[T]hroughout my entire life I have been very active in serving the communities that I have lived in, including Chapter President and National PR Chair for NSBE, a USC Student Senator, a USC Trojan Knight, a USC Engineering Student Council Member, a USC Black Students Council Member, and a Resident Assistant; as well as a founding board member of the RTP NBMBAA, a member of Durham County Transportation Advisory Board, Durham City / County Planning Commission, Atlanta House of Love… [read post]
7 Feb 2012, 3:18 am
Currently, proxies only list directors that the company nominated. [read post]
25 Nov 2016, 1:01 am
Trotter, Latham & Watkins LLP, on Monday, November 21, 2016 Tags: Board evaluation, Board performance, Boards of Directors, Compensation disclosure, Executive Compensation, Executive performance, Firm performance, GAAP, Pay for performance Towards a New Solution to Retail Investors’ Apathy Posted by Kobi Kastiel, Harvard Law School, and Yaron Nili, University of Wisconsin Law School, on Monday, November 21, 2016 Tags: Behavioral finance, Disclosure,… [read post]
22 Nov 2017, 7:10 am
His service as a Director of the First Federal Savings Bank of Puerto Rico from 1982 to 1983, was recognized as outstanding by the Federal Home Loan Bank Board. [read post]
24 Jun 2010, 3:38 am
Directorate of Enforcement is noteworthy on this count. [read post]
17 Sep 2008, 6:38 pm
The rules require that the initial written identity theft prevention program be approved by the Board of Directors or a committee of the Board, appropriate staff be trained, and service provider arrangements be appropriately overseen. [read post]
19 Oct 2017, 10:01 am
Keahey, a director of Homeland Bank, said more than 10 people left the bank Tuesday with sickness. [read post]
30 Jan 2008, 9:32 am
In earlier remarks, Commissioner for the Internal Market Charlie McCreevy recommended a governance structure involving a direct reporting line from fully ring-fenced rating assessment functions to a supervisory rating sub-committee of independent directors of the rating agency boards. [read post]
25 Feb 2015, 3:14 am
Last week, I only found the policy about proxy access… Amalgamated Bank Seeks Delaware Legislative Action to Curtail “Fee-Shifting” By-Laws This recent Amalgamated Bank letter calls for reforms in the wake of ATP Tour v. [read post]
13 Sep 2010, 5:40 pm
As for the issues of regulating the profession, accrediting law schools, exploding debt, ABA schools that blatantly falsify marketing statistics, former biglaw associates scrubbing toilets, and corrupt deans channeling money through and sitting on the boards of directors of non-for-profit (in name only) lending institutions, he is notably silent. [read post]
