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17 Aug 2022, 9:30 am
FINRA Reportedly Suspends Daniel Minich for Allegations of Selling Away from the Firm According to public records, the Financial Industry Regulatory Authority (FINRA) has reportedly reached a settlement agreement with financial advisor Daniel T. [read post]
4 Jan 2024, 10:56 am
Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees. [read post]
27 Oct 2010, 4:54 am
The licensing of intangible assets is big business. [read post]
28 Jan 2019, 11:42 am
Just a week before Christmas, the SEC announced the assessment of a $100,000 penalty as part of an administrative settlement it reached with Ancora Advisors LLC, a Cleveland-based investment advisory firm. [read post]
5 Aug 2010, 11:32 am
The public-facing page of the license also explicitly identifies "noncommercial use" as a condition of the license. [read post]
19 Aug 2021, 12:21 pm
OTI FIBER, LLC, Appellant, v. [read post]
17 Jan 2017, 6:30 am
Author Michael Stack, Principal, COMPClub, Amaxx LLC. [read post]
16 Mar 2020, 12:54 pm
Briella Townhomes, LLC, 3 So. 3d 394 (Fla. 4th DCA 2009) (recognizing that acts of God (including force majeure clauses), impossibility of performance and frustration of performance are all well-recognized defenses to nonperformance of a contract). [read post]
16 Mar 2020, 12:54 pm
Briella Townhomes, LLC, 3 So. 3d 394 (Fla. 4th DCA 2009) (recognizing that acts of God (including force majeure clauses), impossibility of performance and frustration of performance are all well-recognized defenses to nonperformance of a contract). [read post]
16 Mar 2020, 12:54 pm
Briella Townhomes, LLC, 3 So. 3d 394 (Fla. 4th DCA 2009) (recognizing that acts of God (including force majeure clauses), impossibility of performance and frustration of performance are all well-recognized defenses to nonperformance of a contract). [read post]
22 May 2023, 4:07 am
In the LLC context, the Second Department is the vanguard of the now well-worn principle that “in certain circumstances, a buyout may be an appropriate equitable remedy upon the dissolution of an LLC” (Mizrahi v Cohen, 104 AD3d 917, 920 [2d Dept 2013]). [read post]
15 Mar 2013, 1:29 pm
Supreme Court have undermined consumer and plaintiffs access to justice, including the decision of AT&T Mobility LLC v. [read post]
19 Feb 2018, 7:00 am
The main reason these types of entities are use are: Unlike corporations, LPs and LLCs are not taxed as a separate business entity. [read post]
9 Mar 2015, 6:47 am
Hashfast Technologies, LLC, supra. [read post]
15 Jul 2008, 3:52 pm
For publication opinions today (5): In Lauth Indiana Resort & Casino v. [read post]
14 Mar 2018, 7:48 am
Grp., LLC, 122 USPQ2d 1088, 1089 (TTAB 2017) (quoting 15 U.S.C. [read post]
10 Oct 2023, 7:08 am
" But from the founding until 1964, the law of defamation was "almost exclusively the business of state courts and legislatures. [read post]
10 Sep 2015, 7:25 am
One of the hardest concepts for the public to grasp is that of fraudulent transfers. [read post]
13 Jan 2017, 3:58 pm
In 1988, Del Taco, LLC (the “Respondent”) purchased all the assets of Naugles restaurant business, including the brand name. [read post]
16 May 2007, 3:24 am
Roommate.com, LLC. [read post]
