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12 May 2017, 6:21 am
Gilley, Cornerstone Research, on Sunday, May 7, 2017 Tags: Broker-dealers, Disclosure, FCPA, Financial reporting, Insider trading, SEC enforcement, Securities enforcement, Securities regulation CHOICE Act 2.0: House Financial Services Committee Revises Regulatory Reform Bill Posted by John C. [read post]
15 Nov 2021, 10:39 am
No. 5065 (Nov. 19. 2018) (alleging that the adviser inconsistently applied tiered “breakpoints” that reduced advisory fees as the total amount of client assets under management increased and failed to aggregate or “household” related account balances of the same client and clients within the same household for the purposes of achieving the advisory fee breakpoint discounts); In re Barclays Capital Inc., Advisers Act Rel. [read post]
11 Feb 2014, 7:14 am
If you’re now struggling to meet your obligations, call the customer service number found on your bills, and ask about options for making lesser payments and/or about paying bills on different days of the month. [read post]
10 May 2019, 6:17 am
Securities and Exchange Commission, on Wednesday, May 8, 2019 Tags: Broker-dealers, Capital formation, Cybersecurity, Human capital, Investor protection, Retail investors, SEC, Securities enforcement, Securities regulation, US Senate Cyber Lessons and #MeToo Risk Posted by Laurie Hays and Jamie Singer, Edelman, on Thursday, May 9, 2019 Tags: #MeToo, Board oversight, Boards of… [read post]
15 Nov 2021, 10:39 am
No. 5065 (Nov. 19. 2018) (alleging that the adviser inconsistently applied tiered “breakpoints” that reduced advisory fees as the total amount of client assets under management increased and failed to aggregate or “household” related account balances of the same client and clients within the same household for the purposes of achieving the advisory fee breakpoint discounts); In re Barclays Capital Inc., Advisers Act Rel. [read post]
5 Jun 2018, 11:04 am
You’re not alone. [read post]
16 Jan 2009, 2:59 pm
The economy is Supposedly in the tank (yes, the capitalization is intentional - more on that later). [read post]
22 Aug 2017, 9:10 am
See In re The Education Resources Institute, Inc., 442 B.R. 20 (Bankr. [read post]
2 May 2023, 12:01 am
They are doing all these capital letter decisions that are now mediated by technology. [read post]
3 Apr 2014, 12:50 pm
Target in 1998 was websites hosting infringing content, but now we have P2P, cloud services/cyberlockers, and streaming services (some licensed and others not). [read post]
14 Mar 2013, 9:00 am
Also if you’re on a subscription plan you won’t have to come up with the large capital expenditures to upgrade. [read post]
20 Dec 2009, 10:22 am
America is experiencing a re-assessment of the belief that laissez-faire, free market capitalism is an unalloyed good. [read post]
27 Dec 2017, 2:30 pm
[China’s think tanks overflow, but most still think what they’re told to think]6. [read post]
8 Mar 2014, 3:01 pm
Amzak Capital Mgmt. v. [read post]
7 Jun 2011, 1:18 pm
However, if you’re a potential customer who is shopping around for a vendor, it can be a different story. [read post]
19 Jul 2011, 7:00 am
We’re all agreed someone has to do it, aren’t we? [read post]
14 Jun 2017, 9:04 am
We’re not quite back in every-term-a-blockbuster mode, but October Term 2017 is looking not too shabby. [read post]
5 Nov 2009, 8:11 am
Capital cases are screwed up all the time. [read post]
8 Jun 2019, 9:00 am
He believed in capitalism. [read post]
4 Aug 2007, 4:42 pm
That is, you can’t expect to flourish within an organization, or to sell a product or service, without a developed capacity to negotiate complex, non-zero-sum scenarios with other people. [read post]
