Search for: "In Re Securities and Exchange Commission"
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30 Apr 2009, 1:08 am
SEC: Lawyer Traded on Client Information
The National Law Journal
An Oklahoma attorney has agreed to pay double the $80,000 in losses he allegedly avoided by selling shares in an energy firm days after receiving confidential information about the company from his client, the Securities and Exchange Commission announced on Tuesday. [read post]
11 Dec 2009, 10:26 am
" Cohodes also noted, "I have and will urge the Securities and Exchange Commission and Congress to investigate the damage done to individual investors and the market system as a whole as a result of issuer retaliation - issuers who attack critics rather than attacking the problems on their balance sheets. [read post]
10 Jul 2020, 3:00 am
National/Federal Convention Jitters Grip Democrats Politico – Holly Otterbein | Published: 7/7/2020 First came the announcement of a downsized convention in Milwaukee that delegates were urged not to attend in person. [read post]
7 Jul 2023, 4:00 am
Michigan – Redistricting Commission Member’s New Job Raises Ethics Questions WKAR – Rick Pluta | Published: 7/2/2023 The Michigan Independen [read post]
29 Jun 2021, 8:35 am
Pricing Security—A Voluntary Pledge Lacks Power Pricing emerged as one of the most visible problems for households trying to connect to the internet during the pandemic. [read post]
20 Jul 2023, 8:46 am
It says that presuming reliance from materiality often is only appropriate where the cause of action is omission-based, relying on cases decided under the federal securities laws. [read post]
29 May 2020, 3:00 am
Richard Burr, whose own stock sales have drawn scrutiny from the Justice Department and Securities and Exchange Commission. [read post]
25 May 2021, 8:04 am
In its 2021 report, the Canadian Securities Administrators (CSA), an umbrella organization of Canada’s provincial and territorial securities regulators, noted that 26% of issuers adopted targets for the representation of women on their boards, and 4% adopted targets for the representation of women in executive officer positions. [read post]
12 Feb 2008, 8:41 am
Securities and Exchange Commission rules, Canadian law allows shareholders to file multiple resolutions at the same company and permits proposals on similar topics. [read post]
25 May 2021, 8:04 am
In its 2021 report, the Canadian Securities Administrators (CSA), an umbrella organization of Canada’s provincial and territorial securities regulators, noted that 26% of issuers adopted targets for the representation of women on their boards, and 4% adopted targets for the representation of women in executive officer positions. [read post]
29 Jul 2016, 6:21 am
Cybersecurity experts have warned for years that campaigns and political parties are woefully weak in securing their data, despite the wealth of sensitive information they carry in their computer networks and email accounts. [read post]
4 Mar 2010, 8:36 am
The exchanges with airport operator BAA were requested by a Conservative MP under the Freedom Of Information Act, who said she then spotted gaps. [read post]
1 Dec 2023, 3:00 am
Members of Congress Head for the Exits, Many Citing Dysfunction Yahoo News – Kayla Guo (New York Times) | Published: 11/26/2023 More than three dozen members of Congress have announced they will not seek re-election next year, some to pursue other offices and many others simply to get out of Washington. [read post]
24 Jun 2020, 5:01 am
A reaction to several seizures of magazines and books from embargoed countries in the 1980s, the Berman Amendment is designed to promote the free exchange of ideas across borders and has been incorporated into most, but not all, U.S. sanctions authorities besides IEEPA. [read post]
17 Aug 2018, 7:45 am
" The Defendants then said, "We believe that investors, and the [Securities and Exchange Commission ("SEC")], would be most comfortable with the situation if David Blatt returned the funds taken at closing and he were no longer involved in the management of the investment. [read post]
2 Aug 2017, 9:00 am
CAZES’s 2-4% commission on Bitcoin transactions likely conducted with those funds would equal between $9-18 million[ . . .]. [read post]
8 Apr 2014, 7:21 am
Even requests to public DNS servers that were used to circumvent the blocks were re-routed. [read post]
22 Jan 2011, 7:50 am
Wells Fargo, in a variation on the same theme, provided the judge with a copy of the Pooling & Servicing Agreement (“PSA”), but the copy was downloaded from the Securities and Exchange Commission website and was not signed, so it didn’t contain the loan schedules referenced in the agreement that should have identified the mortgage in question as being included in the pool. [read post]
28 Jun 2010, 5:15 am
•Strengthening social safety nets, enhancing corporate governance reform, financial market development, infrastructure spending, and greater exchange rate flexibility in some emerging markets; •Pursuing structural reforms across the entire G-20 membership to increase and sustain our growth prospects; and •Making more progress on rebalancing global demand. [read post]
12 Jul 2024, 11:30 am
But you're getting the same judge. [read post]
