Search for: "In Re Securities and Exchange Commission"
Results 2501 - 2520
of 2,834
Sort by Relevance
|
Sort by Date
24 Nov 2009, 2:04 pm
Yesterday, Overstock filed an 8-K with the Securities and Exchange Commission regarding their firing of Grant Thornton. [read post]
23 Nov 2009, 7:16 pm
I base this solely on my limited reading of the EIR and the guidance notes provided by the UK Information Commission. [read post]
23 Nov 2009, 7:40 am
The Securities and Exchange Commission (“SEC”) filed civil fraud charges against the company's former chief executive, president, general counsel and controller. [read post]
21 Nov 2009, 4:14 pm
To the Securities and Exchange Commission: On November 18, 2009, Overstock.com (NASDAQ: OSTK) held conference call where CEO Patrick M. [read post]
Innocent Mall Shoppers, You're Off the Hook: Federal Agencies Release Model GLBA Privacy Notice Form
20 Nov 2009, 5:57 pm
The agencies’ efforts in this regard were spurned by the Financial Services Regulatory Relief Act of 2006, which amended the Gramm-Leach-Bliley Act (“GLBA”) and called upon the federal financial services agencies to jointly propose a succinct and comprehensible format for GLBA privacy notices.The final model privacy notice form was developed jointly by the Board of Governors of the Federal Reserve System, Commodity Futures Trading Commission, Federal Deposit… [read post]
18 Nov 2009, 12:29 am
SEC Falls Short in Financial Audit The National Law Journal If there was one federal agency you'd expect to get its financial statements right, it's the Securities and Exchange Commission. [read post]
14 Nov 2009, 4:04 pm
Miller, who like Dreier was also once with the US Securities and Exchange Commission. [read post]
13 Nov 2009, 6:28 pm
The Securities and Exchange Commission, for example, is moving ahead with a regulatory proposal designed to empower shareholders to nominate directors.The so-called “Shareholder Bill of Rights” proposed by Senator Charles Schumer contains many provisions that would federalize core corporate governance issues. [read post]
13 Nov 2009, 4:00 am
Securities and Exchange Commission, which have opened their own probes, according to an investor letter obtained by Reuters. [read post]
12 Nov 2009, 7:57 pm
The Securities and Exchange Commission settled charges against SafeNet Inc. [read post]
11 Nov 2009, 7:54 am
A security videotape later showed a man fire-bombing the mansion. [read post]
9 Nov 2009, 8:49 pm
However, Overstock.com is stubbornly forcing the Securities and Exchange Commission to take enforcement action to make its financial reports comply with GAAP. [read post]
3 Nov 2009, 6:49 pm
My blog documented how Overstock.com improperly reconciled its reported EBITDA to net income, rather than operating income, and it improperly eliminated stock-based compensation costs from its EBITDA calculation (details here).In January 2008, the Securities and Exchange Commission Division of Corporation Finance discovered that Overstock.com's revenue accounting failed to comply with GAAP and SEC disclosure rules, from the company's inception (details here). [read post]
2 Nov 2009, 2:33 pm
Securities and Exchange Commission backed the petitioners in the case, the agency has not filed any actions enforcing the relevant statute since 1980. [read post]
31 Oct 2009, 10:59 am
 That they’re “best positioned� [read post]
30 Oct 2009, 6:57 am
Robert Levenson, regional trial counsel for the Securities and Exchange Commission, argued against any fee enhancement, saying it would reduce payments to bilked investors and award lawyers a windfall equivalent to more than $800 per hour. [read post]
27 Oct 2009, 8:54 am
For those that have been following Overstock.com for the past few years, it came as a great surprise that the Securities and Exchange Commission decided to investigate the company and its financial reporting. [read post]
27 Oct 2009, 1:40 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKBusiness Law
Court Grants SEC's Motion to Enjoin Fraudster's Breach of Securities Laws; Civil Penalty Assessed
Securities and Exchange Commission v. [read post]
26 Oct 2009, 3:49 pm
Apparently, Overstock.com (NASDAQ: OSTK) is going to stubbornly tough it out and force the Securities and Exchange Commission to take enforcement action to make its financial reports comply with Generally Accepted Accounting Principles (GAAP). [read post]
26 Oct 2009, 5:02 am
Filings with the Securities and Exchange Commission include salaries for certain private sector corporate employees. [read post]
