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23 Apr 2013, 2:02 am by Kevin LaCroix
The company also agreed to tighten oversight of the company’s operations and to establish a whistleblower hotline, as well as other corporate therapeutics. [read post]
7 Jul 2013, 9:28 pm by Buce
Perkins, a vice-president of New York Life who spent a few not-very-satisfactory years as a Morgan associate. [read post]
22 Sep 2023, 5:01 am by Mary Anne Peck
That remains unclear, because, as Morgan Lewis Antitrust & Competition partner Jonathan Rich pointed out, “I don't think we've seen them bring an enforcement action yet. [read post]
24 Jan 2024, 4:29 pm by luiza
  On September 29, Goldman Sachs, JP Morgan, and Bank of America agreed to pay a total of roughly $53 million to settle CFTC charges relating to a variety of swap dealer activities including failures related to swap data reporting. 10 — Exelon (SEC). [read post]
22 Sep 2008, 2:39 am
News release: The Federal Reserve Board on Sunday approved, pending a statutory five-day antitrust waiting period, the applications of Goldman... [read post]
2 Jan 2013, 1:40 pm by Timothy B. Lee
When we last covered the Prenda Law saga, defense attorney Morgan Pietz had alerted a California federal court to allegations by a Minnesota man that Prenda had named him as the CEO of two of its shell companies without his knowledge or permission. [read post]
9 Nov 2011, 6:38 am by Carolyn Moskowitz
In other words, the SEC asks companies not to do something the law already forbids. [read post]
30 Nov 2011, 6:44 am by Francis M. Boyer, Esq.
’ Clare Hart, executive director at JP Morgan Asset Management and manager of investment fund JPM US Equity Income, says: ‘A significant number of companies are doing well selling into the global market. [read post]
30 Sep 2008, 8:56 pm
"We're definitely going to be working with companies like Lehman, Merrill and Morgan," says Anthony Alex, VP, legal services at Pangea3. [read post]
15 Jun 2021, 8:49 am by jeffreynewmanadmin
It also recently added head of enterprise compliance Ian Rooney from Morgan Stanley; associate GC for commercial Molly Abraham from flying car company Kitty Hawk Inc; and associate GC for consumer product Lindsay Danas Cohen from Velocity Markets Inc, a digital asset firm now owned by Securitize Inc. [read post]
10 May 2007, 12:30 pm
One JP Morgan analyst, Himanshu Patel, predicted that the proposed structure of the deal could allow Stronach and Deripaska to buy Chrysler through a holding company, which would allow Magna's main auto parts business to keep selling to other auto companies while Magna looks to make a profit off its partial Chrysler ownership.Big business looks to buy big car companies so it can make big lemons that we're all stuck with. [read post]
2 Feb 2010, 8:55 am
Conway MacKenzie & Dunleavy Morgan Joseph & Companies, Inc. [read post]
9 Apr 2008, 11:17 am
UPDATE: "Among its members are Experian, Fidelity Investments, the Investment Company Institute, Charles Schwab & Co., Inc., Deere & Company, Inc., JP Morgan Chase, General Motors Corp., Vanguard Group, UPS, CheckFree, Eastman Kodak, Bank of America, and The Assurant. [read post]
Without that provision, Carlyle’s governance looks a lot like that of Fortress, Blackstone, KKR, Kinder Morgan Energy Partners, and other companies that have gone public in the last few years as LPs rather than corporations. [read post]