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14 May 2023, 1:01 am
The donors consisted of two directors for Braniff Airways, two department store magnets, along with the chairman of the New York Stock Exchange. [read post]
29 Apr 2024, 7:55 am
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses. [read post]
8 Jul 2020, 3:00 am
Here’s the intro from this Mintz memo discussing the extension: As discussed in our earlier Viewpoints advisory, the New York Stock Exchange temporarily allowed NYSE-listed companies to complete certain capital raising transactions involving related party issuances or the issuance of 20% or more of a company’s stock without shareholder approval under limited circumstances. [read post]
28 Dec 2012, 2:43 am
Here's the document, and I'll talk briefly about the companies behind it and their proposals further below:12-1548 Brief of Amici Curiae Altera Et Al.pdfThese are the "friends of the court" who submitted the brief:Altera Corporation (a maker of "custom logic solutions")Cisco SystemsCME Group (Wikipedia: "CME Group Inc. [...] owns and operates large derivatives and futures exchanges in Chicago and New York City, as well as online trading platforms. [read post]
16 Jan 2024, 1:19 pm
District Court for the Southern District of New York, “[a]s the assembled case law reflects, to the extent that open-market securities fraud complaints use as the source for adverse factual allegations about a public issuer a report by a short seller — an entity with an economic interest in driving down the company’s stock price — these allegations must be considered with caution. [read post]
23 Feb 2011, 5:00 am
Ct. 2869 (June 24, 2010) (“There are listed on the New York Stock Exchange, however, National's American Depositary Receipts (ADRs), which represent the right to receive a specified number of National's Ordinary Shares. [read post]
27 Nov 2023, 7:44 am
Jose Candelario And Exchange Traded Funds An ETF, or exchange traded fund, is an investment bought and sold like stocks. [read post]
1 Feb 2016, 3:46 am
In this case, the tussle over the shape of an advisory panel has set up a behind-the-scenes tiff between the country’s top markets regulator – the Securities and Exchange Commission — on the one side, and two of the country’s biggest exchanges — the New York Stock Exchange, and Nasdaq – on the other. [read post]
2 Aug 2007, 11:13 am
Here is the link to FINRA's press release: [www.finra.org] Earlier this year the NASD and the New York Stock Exchange (NYSE) agreed to a merger that would combine the member regulation operations into a single, new self-regulatory organization (SRO) that will be the sole private-sector regulator for all 5,100 securities brokers and dealers doing business with the public in the United States. [read post]
5 Aug 2009, 1:30 pm
About ESDC Empire State Development is New York's chief economic development agency. [read post]
29 Jul 2019, 8:29 am
Pivotal’s securities are quoted on the New York Stock Exchange under the ticker symbols PVT, PVT WS and PVT.U. [read post]
1 Oct 2010, 12:07 pm
At that time, the number of volatility pauses, also known as Liquidity Replenishment Points (andquot;LRPsandquot;), triggered on the New York Stock Exchange (andquot;NYSEandquot;) in individual equities listed and traded on that exchange began to substantially increase above average levels. [read post]
13 May 2011, 3:00 am
We’re right across the street from the New York Stock Exchange. [read post]
6 Feb 2013, 8:25 am
A New York state court decision, meanwhile, in the case of William J. [read post]
10 May 2012, 9:55 am
Beazer Homes is listed on the New York Stock Exchange and trades under the ticker symbol "BZH. [read post]
4 May 2009, 11:00 pm
His interest can be preserved by the issuance, on equitable terms, of income bonds or preferred stock. [read post]
9 May 2008, 8:02 am
District Court for the Southern District of New York. [read post]
16 Feb 2022, 9:03 pm
Reporting on a quarterly basis, however, roots back to the Securities and Exchange Act of 1934, which mandated periodic disclosure for companies listed on an exchange, such as the New York Stock Exchange. [read post]
14 Sep 2011, 10:53 pm
These tools help to determine rule impact on stock prices and stock exchange competitiveness and measure compliance costs that are passed on to investors. [read post]
9 Apr 2021, 5:01 am
On Wang’s trip this March, the two countries signed an agreement promising Chinese investment and military technology transfer in exchange for Iranian oil. [read post]
