Search for: "Securities Investor Protection Corporation"
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13 Jun 2019, 7:21 pm
"Nokia is considering setting up an EU only operation for its 5G supply chain so that there can be no quesiton of interference or security breaches resulting from its Chinese activities (Exclusive: Nokia and Ericsson plan emergency break-up over trade war and security fears). [read post]
15 Jun 2012, 5:00 am
This could be a real problem because the status of investors may change or the securities may be transferred to different investors. [read post]
20 May 2012, 11:07 am
Here's an excerpt from Shuman's book, in a chapter that suggests that securities laws and regulators might do more to truly protect investors, and less to serve the interests larger issuers have in keeping upstarts out of the game, were investor protection modeled after consumer protection, rather than a licensing paradigm: "Down the rabbit hole of securities law is a jabberwocky of regulations that allows the rich to get… [read post]
27 Jun 2012, 1:33 pm
Michael Kline writes: On June 25, 2012, the Securities Investor Protection Corporation issued a press release reporting and applauding the Supreme Court’s refusal to review the net equity calculation formula used by Irving H. [read post]
15 Sep 2008, 4:03 pm
In cases such as this, Lehman Brothers' customers will benefit from their extensive protections under SEC rules, including segregation of customer securities and cash as well as insurance by the Securities Investor Protection Corporation. [read post]
21 Jul 2022, 6:00 am
“Insiders and outsiders alike can make a tremendous impact on the SEC’s ability to detect misconduct and protect investors when they decide to become whistleblowers. [read post]
28 Oct 2022, 2:06 pm
Securities and Exchange Commission (SEC) Whistleblower Program among fears of an economic recession. [read post]
26 Aug 2024, 2:54 pm
According to SEC Chair Gary Gensler, the program “has greatly aided the Commission’s work to protect investors. [read post]
28 Apr 2014, 12:00 pm
Government has received numerous reports of fraud and corruption in connection with titles to property purchased by U.S. investors. [read post]
10 Jul 2018, 3:57 am
This rule is intended to strengthen investor protections against outside activities. [read post]
23 Nov 2016, 8:26 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
12 Dec 2023, 9:05 pm
In the global effort to protect the earth’s climate, the pace of regulation is rivaled only by the speed of technological innovation. [read post]
22 Nov 2016, 7:30 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
13 Jun 2023, 6:30 am
This approach helps investors secure insight into issues that are important to their capital allocation strategies but are not always fully or consistently disclosed in corporate reporting. [read post]
13 Jun 2023, 6:30 am
This approach helps investors secure insight into issues that are important to their capital allocation strategies but are not always fully or consistently disclosed in corporate reporting. [read post]
2 Jun 2017, 6:25 am
Chaffee, University of Toledo, on Sunday, May 28, 2017 Tags: Compliance & ethics, Corporate forms, Corporate Social Responsibility, Disclosure, Duty of good faith, ESG, Stakeholders M&A Deal Terms in 2017: What Can Deal Teams Expect? [read post]
31 Jan 2023, 7:28 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
3 Nov 2011, 8:08 am
" "Qualified purchaser" is normally a harder test to satisfy than "accredited investor," but, I notice that the cited paragraph (3) says that "the Commission may define the term 'qualified purchaser' differently with respect to different categories of securities, consistent with the public interest and the protection of investors. [read post]
29 Nov 2020, 12:55 pm
The complaint, a copy of which can be found here, purports to be filed on behalf of a class of investors who purchased Raytheon securities between February 10, 2016 and October 27, 2020. [read post]
26 Apr 2007, 1:07 pm
Why should a company follow corporate formalities? [read post]
