Search for: "Securities Investor Protection Corporation"
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24 Nov 2015, 11:12 am
If the SEC would adopt a policy similar to that adopted by the State of California on the payment of finder’s fees, it could help many small businesses to raise capital in a way that still allow the SEC to monitor the payment of finder’s fees and perform its primary duties of protecting investors and preserving the integrity of the U.S. securities markets. [read post]
18 Nov 2015, 2:13 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
16 Nov 2015, 2:49 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
16 Nov 2015, 10:11 am
Commenters are speculating that unless there are restructurings for Arch Coal (Stock Symbol: ACI) and Peabody they could be the next two coal producers to file for bankruptcy protection. [read post]
16 Nov 2015, 5:35 am
Blankenship is charged with lying to investors and securities officials about Massey’s safety record, and conspiring to violate federal mine safety laws. [read post]
15 Nov 2015, 9:30 pm
This new agency would have responsibility for investor protection and market integrity. [read post]
14 Nov 2015, 1:36 pm
Of course, the increased flexibility has been partially compensated with the adoption of new mandatory protections of minority shareholders, investors and creditors, for example through a reform of appraisal rights, new rules on derivative actions or on equitable subordination of shareholders’ loans, and specific liabilities of the controlling corporation in case of abuse of its con- trolling power. [read post]
13 Nov 2015, 4:59 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
12 Nov 2015, 3:36 pm
Dax White is the managing partner of the White Law Group, a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Vero, Beach Florida. [read post]
5 Nov 2015, 11:39 am
There is no value in having telecommunications services if they do not protect the privacy and security of end users; in fact, such services can be positively harmful, causing serious human rights infringements of users. [read post]
3 Nov 2015, 7:21 am
UBS is a Swiss corporation that is one of the largest issuers of structured notes in the world. [read post]
1 Nov 2015, 9:37 am
“Receiving information and cooperation from company insiders is particularly useful in the early detection of securities fraud, and we will continue to leverage whistleblower information to help combat securities law violations and better protect investors and the marketplace,” said Sean McKessy, Chief of the SEC’s Office of the Whistleblower. [read post]
31 Oct 2015, 7:12 pm
After years of failure on the part of the People’s Republic of Bangladesh and the international state community to ensure the protection of human and labor rights, a solution that secures these rights through a ‘private’ legal agreement between global corporations and trade unions may yet prove a more promising approach. [read post]
30 Oct 2015, 3:37 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
28 Oct 2015, 2:21 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
28 Oct 2015, 1:57 pm
In the court’s view, the corporation is better positioned than the investors to identify and deter such misdeeds. [read post]
26 Oct 2015, 7:25 am
They urged the SEC chair “to reconsider the frustrating decision to remove corporate political disclosure from the regulatory agenda and make corporate political disclosure a top priority for protecting investors. [read post]
25 Oct 2015, 9:58 pm
If adopted, these amendments would secure strong and meaningful network neutrality protections for the EU – and for U.S. companies and speakers interacting with Europe. [read post]
21 Oct 2015, 11:41 pm
Some of this debt is secured using statutory mechanisms that would be complicated to unwind. [read post]
20 Oct 2015, 3:00 am
The Goble SagaUnder consideration is what must, by now, be called an epic battle pitting Richard Goble, the founder of North American Clearing, against the Securities and Exchange Commission, the Securities Investors Protective Corporation, and a host of assorted folks involved in analyzing, scrutinizing, and reviewing Goble's and North American's conduct. [read post]
