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28 Dec 2010, 10:41 am
Among the leading sellers of private placements in Provident Royalties were Capital Financial Services, with $33.7 million in sales; Next Financial Group, with $33.5 million; and QA3 Financial Corp., with $32.6 million. [read post]
30 Sep 2019, 8:06 am
The Proposals, which are part of the SFC’s strategy to strengthen Hong Kong as an international, full service asset management centre and to enhance the regulation of public funds, would see the introduction of a new regulated activity under the Securities and Futures Ordinance (the SFO) for acting as a depositary of an SFC authorised collective investment scheme. [read post]
1 Jun 2021, 8:52 am
By Lene Powell, J.D.A House Financial Services subcommittee examined the impact of the recent boom of Special Purpose Acquisition Companies (SPACs) on capital formation and investor protection. [read post]
19 Jul 2024, 7:45 am
On July 19, 2024, New York State Comptroller Thomas P. [read post]
19 Jul 2024, 7:45 am
On July 19, 2024, New York State Comptroller Thomas P. [read post]
5 Oct 2020, 6:50 am
NBC Securities promotes itself as a full service broker/dealer and registered investment advisor providing investment services to retail and institutional clients. [read post]
11 Jan 2012, 3:41 pm
Wind Capital Group, LLC (wind energy, land use)Crow Tribe of Indians v. [read post]
14 Jun 2012, 1:07 pm
This business structure is used most commonly by professional service companies such as accountants and lawyers. [read post]
7 Dec 2021, 12:12 pm
The Chief Diversity Officer is a new responsibility assigned to the Office of Human Capital. [read post]
23 Sep 2013, 12:50 pm
Arnold, First American Service Transmittals, Inc., Joseph Almazon, and Spartan Capital PartnersCase number: 11-cv-08323 (United States District Court for the Southern District of New York)Case filed: November 17, 2011Qualifying Judgment/Order: July 31, 2013 09/20/2013 12/19/2013 2013-82 SEC v. [read post]
13 Jan 2020, 6:17 pm
This was news to them. [read post]
17 Apr 2007, 10:00 am
Capstone Capital, LLC [read post]
3 May 2011, 5:46 am
At Janus, it appears that the investor dissent stemmed from the generous sign-on package received by new CEO Richard M. [read post]
3 May 2011, 5:46 am
At Janus, it appears that the investor dissent stemmed from the generous sign-on package received by new CEO Richard M. [read post]
17 Jul 2012, 3:52 pm
Texas Defender Service Executive Director Kathryn M. [read post]
30 Apr 2021, 7:57 am
Supreme Court’s decision in AMG Capital Management, LLC v. [read post]
24 Nov 2008, 4:44 am
The Medicare Advantage plans and, to an even greater extent, the Medicare fee-for-service plans, exploded in volume after Congress managed to turn the program inside out by authorizing payment at higher rates.Congress and the new administration have a ton on their plates, but rolling back Medicare payments to private plans to the 95% of cost levels would be an easy win, would maintain appropriate levels of care and care coordination -- one of the good things about… [read post]
17 Mar 2007, 6:31 pm
I was tabling after Mass at a church in New Jersey last weekend when the man who had read the scripture during the service came to the table we had set up in the gathering area. [read post]
13 Jan 2021, 11:59 am
However, the pass-through deduction is subject to limitations for firms earning above certain income limits that operate in a “specified service trade or business” (SSTB) and other guardrails that limit the size of the deduction. [read post]
9 Jul 2014, 7:45 pm
” "Respa is intended to protect consumers from having to pay inflated costs for mortgage and closing services. [read post]
