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31 Mar 2018, 10:42 am
Gomez was registered with these firms: Hunter Scott Financial (FINRA expelled the firm in 2014) Hallmark Investments (FINRA expelled the firm in 2017) Garden State Securities Brookstreet Securities Corp Meyers Associates World Equity Group Clark Dodge & Co. [read post]
23 Mar 2015, 2:16 am
” Accordingly, the three Potash Corp. designees had resigned. [read post]
4 Sep 2018, 9:30 am
A redacted email chain released to us by the Army Corps of Engineers includes senior officials in the Bureau of Land Management and the Army Corps discussing the creation of an “interagency team” to “deal with safety and security concerns related to the Keystone XL project. [read post]
18 Mar 2009, 3:54 pm
Securities and Exchange Commission. [read post]
25 Aug 2020, 8:45 am
Tesco Corp., No. 19-20298, 2020 WL 4814094 (5th Cir. [read post]
9 Aug 2012, 4:25 pm
(“Lowe’s”) made an unsolicited bid for its Canadian counterpart Rona Corp. [read post]
26 Aug 2024, 12:49 pm
Georgia Tech Research Corp, et al., No. 1:22-cv-02698 (N.D. [read post]
17 Mar 2020, 1:27 pm
Securities & Exchange Commission The U.S. [read post]
14 Dec 2015, 7:19 am
COGI Limited Parnership Shoreline Energy American National Energy Corp. [read post]
24 May 2010, 8:20 am
Akamai Technologies, International Business Machines Corp. [read post]
23 Mar 2007, 11:03 pm
I’ve been working on New Century Financial Corp. contracts recently. [read post]
20 Apr 2007, 8:59 am
The company does work at the Marine Corps' Air Station Miramar in San Diego. [read post]
8 Sep 2010, 9:21 am
As we discussed in our post of June 3, the British Columbia Securities Commission released summary Majority Reasons in May for its decision to cease trade the shareholder rights plan (poison pill) implemented by Lions Gate Entertainment Corp. in response to a hostile bid by equity funds controlled by Carl Icahn. [read post]
4 Jun 2012, 12:00 pm
It then used the $7 million to cover operating expenses and, ultimately, secured $33 million in Newpower bond anticipation notes which county taxpayers must repay over the 32-year life of the bond. [read post]
18 Jan 2012, 9:31 am
Ceridian Corp, 11-1738 (3rd Cir. [read post]
26 Sep 2007, 4:34 am
Nomura Asset Capital Corp., a U.S. division of Japan's largest securities firm, filed suit against Cadwalader last October in Manhattan Supreme Court over documents the law firm drafted for a 1997 securitization transaction in which Nomura pooled 156 commercial mortgages worth around $1.8 billion. [read post]
4 Aug 2021, 3:05 am
When I served as Chief Counsel of Corp Fin, we received many no-action requests on the topic of whether something was a security, and the Staff always considers those with an open mind. [read post]
13 Dec 2018, 5:21 am
Brain Corp. provides the artificial intelligence software that manages and deploys the self-driving machine. [read post]
10 Nov 2013, 11:39 am
The action was brought under Section 213 of the Securities and Futures Ordinance (SFO). [read post]
8 Jan 2013, 12:15 pm
A-1 Tool Corp., No. 04 C 04123 (N.D. [read post]
