Search for: "Securities Investor Protection Corporation"
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19 Oct 2015, 5:00 am
The Securities Investor Protection Corporation (SIPC) filed an action against MF Global in district court, and a SIPA trustee was appointed. [read post]
18 Oct 2015, 4:57 pm
The SEC has brought other enforcement actions against corporate directors during White’s tenure as the agency’s Chair, including the 2013 action and negotiated settlement involving eight former directors of Regions Morgan Keegan, who allegedly did not fulfill their responsibilities to make fair-value determinations of securities held by the company, as required by the federal securities laws. [read post]
13 Oct 2015, 9:00 am
” The Government also asserted that the Appellate Court’s decision would “hurt market participants, disadvantage scrupulous market analysts, and impair the government’s ability to protect the fairness and integrity of the securities markets. [read post]
8 Oct 2015, 4:54 pm
Upcoming Webinar to Discuss Volkswagen Securities Litigation and Other Litigation Developments Involving Non-U.S. [read post]
5 Oct 2015, 9:53 am
That ruling, the government argued in seeking Supreme Court review, created a difficult new legal standard that will “impair the government’s ability to protect the fairness and integrity of the securities market. [read post]
30 Sep 2015, 5:14 am
Notably, he has promised his investors a fairly short time to exit, which means that on exit another company would not be buying a base of customers but, rather, access to his company’s technology. [read post]
29 Sep 2015, 7:30 am
Essentially, a placement agent is a registered broker-dealer (a “BD”) that assists the company offering the securities (the “issuer”) by connecting it with qualified investors who may be interested in purchasing the issuer’s securities. [read post]
28 Sep 2015, 12:19 pm
Their claimed injury, lost sales, was commercial, and they fell into the zone of interests protected by the Lanham Act. [read post]
27 Sep 2015, 6:21 pm
ADR investors. [read post]
21 Sep 2015, 4:44 pm
Protection works the other way, too: creditors of the stockholders cannot seize corporate assets. [read post]
21 Sep 2015, 2:41 pm
” Recent changes in securities regulations now permit the general solicitation of accredited investors under certain circumstances. [read post]
18 Sep 2015, 2:57 am
Rather, the SEC is seeking input on whether the proposal is consistent with the Exchange Act requirement that the rules of the securities exchanges be designed to, among other things, prevent fraud and manipulation, promote just and equitable principles of trade and protect investors and the public interest. [read post]
15 Sep 2015, 10:01 pm
Securities and Exchange Commission (SEC) and accuses Tyson Foods of overstating in corporate and investor materials the priority it puts on animal welfare. [read post]
15 Sep 2015, 9:30 pm
Regulations are responsible, the authors argue, for a large shift in general trading patterns away from a platform that institutional investors and corporations traditionally use. [read post]
15 Sep 2015, 4:50 pm
In a TCPA action, the claimants typically name as defendants only the corporate entity that allegedly violated the statute. [read post]
15 Sep 2015, 2:09 am
Oracle America, a Eighth Circuit case about the interpretation of the anti-retaliation protection provisions to whistleblowers who report violations of securities laws internally without making a separate report to the SEC. [read post]
9 Sep 2015, 3:01 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
9 Sep 2015, 2:55 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
9 Sep 2015, 2:42 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
8 Sep 2015, 5:08 pm
What do the Recent Developments in Delaware Portend for Corporate and Securities Litigation There? [read post]
