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10 Jul 2011, 12:23 pm by James Hamilton
The hedge fund industry supports proposed SEC regulations implementing Dodd-Frank provisions designed to prevent the dilution of the qualified client standard as a result of inflation and ensure that private funds are sold only to sophisticated investors; but asked the SEC to clarify the transitional relied for 3(c)(1) funds. [read post]
10 Jul 2011, 4:15 am
A search warrant was properly issued for the computer, and defendant’s Franks challenge fails because it didn’t matter on the probable cause question. [read post]
9 Jul 2011, 2:59 pm by Steve Bainbridge
As readers of this blog probably know, the Dodd-Frank Act added a new section 14A requiring “say on pay,” shareholder votes on the compensation of senior executives. [read post]
7 Jul 2011, 2:19 pm by By BEN PROTESS
A Justice Department inquiry into a $556 million office-space lease complicates the commission's effort to get more money to meet its Dodd-Frank mandate. [read post]
7 Jul 2011, 5:21 am by Doug Cornelius
It still gets back to being a “private fund” and relying on a 3(c)(1) or 3(c)(7), instead of a 3(c)(5) definition. [read post]
5 Jul 2011, 12:52 pm by Lovechilde
My Sundays have not been the same since Frank Rich left the New York Times to write longer pieces for New York Magazine. [read post]
5 Jul 2011, 2:59 am
What are the lessons learned so far from the O104:H4 outbreak? [read post]
1 Jul 2011, 12:28 pm by James Hamilton
The SEC has proposed regulations implementing Dodd-Frank provisions requiring business conduct standards for security-based swap dealers and major security-based swap participants. [read post]
1 Jul 2011, 12:21 pm by Ryan Calo
Image courtesy Open Source Initiative (c)But what about in an open world? [read post]
1 Jul 2011, 8:56 am by Stephen Clarke
Or algebraically: MC/C – MD/D Where MC is migrant (non-UK nationals) jobs created, MD is migrant jobs destroyed, C is jobs created and D is jobs destroyed. [read post]
1 Jul 2011, 2:00 am by Kara OBrien
” 3) TheCorporateCounsel: My Dodd-Frank Act Tally Sheet: Some Down, Many More to Go – In this post, Dave Lynn discusses the “state of limbo” we find ourselves in at the one-year birthday of Dodd-Frank. [read post]
30 Jun 2011, 11:42 am by Ailyn Cabico
Written by Jay Gould and Michael Wu On June 22, 2011, the Securities and Exchange Commission (SEC) adopted final rules that implement provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) amending the Investment Advisers Act of 1940 (the “Advisers Act”). [read post]
29 Jun 2011, 12:51 pm by Alain Leibman
Installments 51 and 52  and earlier Installments of this series have discussed the apparently inconsistent and peremptory approach that Irving Picard, the Trustee in the Madoff bankruptcy (“Picard”) has taken with respect to the Wilpon/Katz families, the owners of the New York Mets, and their Section 501(c)(3) private foundations (collectively, the “Wilpon/Katz Families”), in contrast to the Lautenberg Foundation, a Section 501(c)(3) private… [read post]