Search for: "CHIEF EXECUTIVE OFFICERS"
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21 May 2022, 10:04 am
Kohn Announces 2022 Run for Small Firm Governor on FINRA Board of GovernorsGlencore Entered Guilty Pleas to Foreign Bribery and Market Manipulation Schemes / Swiss-Based Firm Agrees to Pay Over $1.1 Billion (DOJ Release)CFTC Orders Glencore to Pay $1.186 Billion for Manipulation and Corruption (CFTC Release)Former Chief Executive Officer of Publicly Traded Company Pleads Guilty to Conspiracy to Commit Securities Fraud / Defendant Made Millions in Pump-and-Dump Scheme… [read post]
14 Aug 2018, 12:26 pm
Open Letter to the Financial Industry Regulatory Authority'sPresident and Chief Executive Officer Robert Cook, Chairman of the Board Bill Heyman, and Board of GovernorsOn August 14, 2018, the BrokeAndBroker.com Blog published "Breathtaking Dissent In Industry Arbitration Asks Court To Sanction FINRA" (BrokeAndBroker.com Blog) http://www.brokeandbroker.com/4133/finra-dissent-hasko/, which analyzed the intra-industry FINRA… [read post]
5 Jul 2013, 8:39 pm
The bill's proponents have said the law was aimed at providing the best available health care, but [Teri Huyck, president and chief executive officer of Planned Parenthood of Wisconsin] said it would make women less safe by making abortion less accessible. [read post]
9 Sep 2016, 7:35 am
September 20, 2016, was not a good day for Wells Fargo or for its Chief Executive Officer John Stumpf, who testified before the Senate Banking Committee concerning his organization's opening of some 2 million bogus accounts. [read post]
8 Aug 2022, 4:02 am
At some point, the investor learns that the brokerage firm and stockbroker filed for bankruptcy -- and maybe the Director of Compliance, the Chief Executive Officer, the President, and the part-time janitor (all of whom were named in the lawsuit). [read post]
29 Jun 2022, 2:01 am
There's an assault against a Secret Service officer. [read post]
18 Mar 2017, 10:23 am
To answer that question, we're bringing you audio from a conference hosted by Lawfare with the Hoover Institution in Washington and Intel Security and featuring a keynote address from Steve Grobman, Chief Technology Officer at Intel, along with a panel discussion on cybersecurity and Congress moderated by Carrie Johnson of NPR with Hill staffers including Brett DeWitt, Hope Goins, Allen Souza, Michael Bahar, and Brett Freedman. [read post]
1 Nov 2017, 9:54 am
Former CEO of Arthrocare Corporation Sentenced to 20 Years in Prison for Role in $750 Million Securities Fraud Scheme (Department of Justice Press Release 17-1242)https://www.justice.gov/opa/pr/former-ceo-arthrocare-corporation-sentenced-20-years-prison-role-750-million-securities-fraudFollowing a two-week federal trial,former ArthroCare Corporation Chief Executive Officer Michael Baker, 58, of Austin, Texas, was convicted of one count of conspiracy to commit wire… [read post]
24 Sep 2018, 2:24 am
This case involves a series of false and misleading statements made by Elon Musk, the Chief Executive Officer of Tesla, Inc. (“Tesla”), on August 7, 2018, regarding taking Tesla, a publicly traded company, private. [read post]
25 Feb 2019, 1:54 am
Jonathon Turner and Chief Executive Officer Norman M. [read post]
21 Jun 2022, 4:24 am
122 Days And Counting For FINRA's Independent Review Of Its Arbitration Selection Process (BrokeAndBroker.com Blog)SEC Charges Egan-Jones Ratings Co. and CEO with Conflict of Interest Violations (SEC Release)SEC Charges Egan-Jones Ratings Co. and CEO with Conflict of Interest Violations (SEC Release)https://www.sec.gov/news/press-release/2022-111Without admitting or denying the findings in an SEC Complainthttps://www.sec.gov/litigation/admin/2022/34-95127.pdf, Egan-Jones Ratings Company agreed… [read post]
4 Aug 2015, 9:38 am
Another top executive at the Salk Institute is leaving under circumstances that indicate that the move is not entirely voluntary, the San Diego Union-Tribune is reporting.Left to right, Irwin Jacobs, chair of Salk board; William Brody, president; MarshaChandler, executive vice presidentSalk photoShe is Marsha Chandler, who was executive vice president and chief operating officer of the La Jolla, Ca., enterprise and who also once served as a… [read post]
24 Aug 2015, 10:02 pm
Stewart was PCA’s chief executive officer and Michael brokered peanuts to the company. [read post]
16 Oct 2009, 6:49 pm
Joseph Hirko, the ex-Enron Broadband Chief Executive Officer, has been sentenced to a prison term of 16 months for Texas securities fraud. [read post]
30 Aug 2021, 11:18 am
Cellebrite’s senior management team will continue to lead the company, headed by Yossi Carmil, Chief Executive Officer. [read post]
1 Jul 2017, 12:13 pm
At a recent NJ State Bar Association meeting in May 2017 the Chief Judge and Director, Hon. [read post]
6 Mar 2017, 8:44 am
Section Four of the Twenty-Fifth Amendment states, in part:Whenever the Vice President and a majority of either the principal officers of the executive department or of such other body as Congress may by law provide, transit to the President pro tempore of the Senate and the Speaker of the House of Representatives their written declaration that the President is unable to discharge the powers and duties of his office, the Vice President shall immediately assume the powers… [read post]
16 Sep 2014, 6:24 am
Our Office of the Chief Records Officer is leading our efforts to work with agencies to meet all the goals in the Directive. [read post]
20 Jan 2021, 10:21 am
More here: https://www.uspto.gov/about-us/executive-biographies. [read post]
18 Jan 2015, 6:14 pm
Procedural fairness begins in the clerk’s office. [read post]
