Search for: "In Re Securities and Exchange Commission"
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30 Apr 2012, 7:33 am
Not only did the Justice Department and the Securities and Exchange Commission take no action against them, but the executives involved weren't even named. [read post]
10 Jul 2009, 12:46 am
" Currently on leave from Mayer Brown, Collins is charged with conspiracy, securities fraud, wire fraud, bank fraud and making a false filing with the Securities and Exchange Commission. [read post]
30 Apr 2012, 7:33 am
Not only did the Justice Department and the Securities and Exchange Commission take no action against them, but the executives involved weren't even named. [read post]
25 Dec 2011, 11:54 am
As Maple has stated previously, it is committed to working constructively with all of the relevant regulators, including Canadian securities regulators, to address any questions they may have so that the proposed transactions can proceed in the best interests of TMX Group, its shareholders and the Canadian capital markets. [read post]
26 Dec 2011, 7:12 am
As Maple has stated previously, it is committed to working constructively with all of the relevant regulators, including Canadian securities regulators, to address any questions they may have so that the proposed transactions can proceed in the best interests of TMX Group, its shareholders and the Canadian capital markets. [read post]
17 Dec 2021, 11:17 am
SEC Turning Attention to Crypto ExchangesPYMNTS – December 13, 2021 Securities and Exchange Commission (SEC) Chairman Gary Gensler warned that cryptocurrency exchanges that don’t operate with SEC approval can expect to see more enforcement actions. [read post]
17 Dec 2021, 11:17 am
SEC Turning Attention to Crypto ExchangesPYMNTS – December 13, 2021 Securities and Exchange Commission (SEC) Chairman Gary Gensler warned that cryptocurrency exchanges that don’t operate with SEC approval can expect to see more enforcement actions. [read post]
15 Nov 2019, 3:00 am
Energy Secretary Rick Perry secured a potentially lucrative oil and gas exploration deal from the Ukrainian government soon after Perry proposed one of the men as an adviser to the country’s new president. [read post]
14 Dec 2011, 4:46 pm
This last rests on the entirely laudable assumption that democracy is best served by the free exchange of ideas, for which freedom of expression is vital. [read post]
7 Dec 2018, 4:55 am
Security. [read post]
26 Oct 2014, 8:23 pm
A primary purpose of the Organization is “to maintain international peace and security… and to bring about by peaceful means, and in conformity with the principles of justice and international law, adjustment or settlement of international disputes or situations which might lead to a breach of the peace. [read post]
5 Mar 2012, 2:08 am
Overstock.com faces an ongoing investigation by the Securities and Exchange Commission after it was discovered that the company violated various accounting rules to inflate earnings in past years. [read post]
21 Oct 2022, 4:00 am
But the hiring of retired U.S. military personnel for their expertise and political clout has accelerated over the past decade as Persian Gulf monarchies have splurged on defense spending and strengthened their security partnerships with the Pentagon. [read post]
9 Aug 2023, 9:01 pm
The Capital Proposal would also materially impact banking organizations with significant fee income operations as it includes new operational risk capital charges that are based, in part, on the amount of fee or commission-based income, including fiduciary and custody services, loan servicing, securities brokerage, investment banking, advisory and underwriting, and insurance. [read post]
26 Dec 2017, 9:30 pm
Securities and Exchange Commission’s pursuit of “disgorgement”—a type of repayment—is properly understood as a “penalty” within the meaning of a statute imposing a five-year limitation on the imposition of penalties by the SEC. [read post]
1 Mar 2024, 3:00 am
During a public hearing, those speaking against Simpson’s reform bill included Alabama Ethics Commission Executive Director Tom Albritton, and commission member and former state Supreme Court Justice Lyn Stuart. [read post]
1 May 2019, 4:47 am
In recent months, the European Parliament and the European Commission have started down this path. [read post]
2 Jun 2012, 12:12 pm
Neither is this fauxKF sold or transacted for material gain, but only "shared" amongst its (re)creators. [read post]
9 Jul 2012, 8:37 pm
Here’s the problem with the story we’re getting from Google: the word “inadvertently. [read post]
18 Sep 2018, 1:06 pm
In every criminal case, the prosecution is constitutionally required to prove the “elements” of the crime – that is, the “facts necessary to constitute the crime,” as the court put it in 1970 in In re Winship. [read post]
