Search for: "In Re Securities and Exchange Commission"
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11 Aug 2009, 5:39 pm
District Judge Richard Sullivan surprised both sides by ordering DiPascali jailed immediately -- a rarity for a cooperator in a white-collar case who had pleaded guilty.Sullivan said he felt compelled to keep 52-year-old DiPascali locked up after hearing the defendant admit that, at Madoff's direction, he lied to the Securities and Exchange Commission in 2006 when he thought they might discover the fraud. [read post]
10 Aug 2009, 7:02 am
The United States Securities and Exchange Commission (the "SEC") recently sued Maynard Jenkins, former chief executive officer of CSK Auto Corporation ("CSK"), to reimburse CSK and its stockholders for more than $4 million worth of bonuses and stock sales while CSK was allegedly committing accounting fraud. [read post]
6 Aug 2009, 12:00 pm
The QDA also contains rules for the purposes of determining whether so-called “hybrid products” are to be regulated as derivatives under the QDA or as securities under Quebec securities legislation. [read post]
4 Aug 2009, 11:19 pm
Securities and Exchange Commission lawyer. [read post]
28 Jul 2009, 5:36 pm
Lindsey backdated his resignation (Details here).In January 2008, the Securities and Exchange Commission discovered that Overstock.com's revenue accounting failed to comply with GAAP and SEC disclosure rules, from the company's inception (Details here). [read post]
28 Jul 2009, 5:01 am
This has been discussed at length in Essay: Corporate Governance, the Securities and Exchange Commission, and the Limits of Disclosure. [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
17 Jul 2009, 5:00 am
Puma, are or were independent under the criteria established by NASDAQ, and that the members of the Audit Committee also meet the additional independence requirements of the Securities and Exchange Commission. [read post]
14 Jul 2009, 6:37 am
"We're insulated from the French revolution going on now," says Steele, who like Strine is a Democrat. [read post]
13 Jul 2009, 6:45 am
NO CTM application: Danjaq v OHIM (Las Vegas Trademark Attorney) ‘Customs: Commission publishes 2008 statistics of Customs actions to enforce intellectual property rights at the EU’s external border’ - EU IPR border detentions up (IPKat) Draft Rules of Procedure for a Unified Patent Litigation (BLOG@IP::JUR) Fröhlinger review: MARQUES and other organisations send joint letter (Class 46) Disputed balsamic vinegar among latest GI names to secure… [read post]
11 Jul 2009, 7:55 am
Set up on December 29th, 2008 and jointly funded by TEDA State-owned Assets Operation Company and Vimicro International Corporation, Vimicro Electronics is a recognized leader in surveillance and digital security industry of the TBNA and a premier supplier of core technologies in security and surveillance market. [read post]
11 Jul 2009, 4:17 am
In these circumstances, Securities & Exchange Commission v. [read post]
11 Jul 2009, 1:12 am
Securities and Exchange Commission (SEC). [read post]
10 Jul 2009, 10:45 am
Department of Homeland Security, Secret Service, National Security Agency, Federal Trade Commission, Department of Defense and the State Department, as well as sites for the New York Stock Exchange, Nasdaq, Amazon and Yahoo. [read post]
10 Jul 2009, 12:46 am
" Currently on leave from Mayer Brown, Collins is charged with conspiracy, securities fraud, wire fraud, bank fraud and making a false filing with the Securities and Exchange Commission. [read post]
9 Jul 2009, 12:39 pm
Separately, the Securities and Exchange Commission today filed civil charges in the case. [read post]
8 Jul 2009, 3:26 pm
Secret Service, National Security Agency, Federal Trade Commission, Department of Defense and the State Department, as well as sites for the New York Stock Exchange and Nasdaq were hit by denial-of-service attacks over the July 4th holiday weekend. [read post]
7 Jul 2009, 6:22 am
We're still dancing. [read post]
3 Jul 2009, 5:22 am
I believe that Congress was quite clear when it gave the Commission "power to control the conditions under which proxies may be solicited" in the Securities Exchange Act of 1934. [3] The legislation gave a pretty broad authority to the Commission. [read post]
2 Jul 2009, 7:16 am
At a time when so many people are beating the drum about the need for companies to file transparent documents with the Securities and Exchange Commission, General Motors (GMGMQ) deserves credit. [read post]
