Search for: "National Securities Clearing Corporation" Results 2541 - 2560 of 3,677
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25 Nov 2012, 10:28 pm by Leland E. Beck
 Ultimately, the district court concluded that corporations, such as in this case, do not have religious rights. [read post]
31 Oct 2011, 9:26 am by James Hamilton
The PCAOB will also continue to consult with the SEC, FINRA, and the Securities Investor Protection Corporation in order to consider the role of auditor regulation against the backdrop of direct regulation over brokers and dealers. [read post]
12 Jun 2009, 10:49 am
Issue:  Whether the Securities and Exchange Commission’s new Rule 16b-3, exempting from disgorgement those short-swing profits realized from an insider’s acquisition of securities from the insider’s own company - is a lawful interpretation of Section 16(b) of the Securities Exchange Act of 1934 and whether it can apply retroactively where it serves to clarify an ambiguity in a prior version of the rule. [read post]
29 Jul 2011, 5:22 pm by Guest Blogger
They can be bonds backed by particular assets as security. [read post]
13 Feb 2012, 5:00 am by J Robert Brown Jr.
Congressman Bachus, as the article makes clear, vigorously denies that any wrong doing occurred. [read post]
27 Jan 2021, 9:04 am by Sasha Volokh
We must ensure that our Nation's incarceration and correctional systems are prioritizing rehabilitation and redemption. [read post]
6 Jun 2011, 2:13 am by Badrinath Srinivasan
It is, therefore, necessary that the parties to the tendering process strictly abide by the terms of the tender and this can be ensured only by enforcing the provision made in the tender document for forfeiture of EMD/bid security/performance security, as the case may be. [read post]
6 Jun 2011, 2:13 am by Badrinath Srinivasan
It is, therefore, necessary that the parties to the tendering process strictly abide by the terms of the tender and this can be ensured only by enforcing the provision made in the tender document for forfeiture of EMD/bid security/performance security, as the case may be.ā€¯Indraprastha Power Generation Co. vs M/S Harvinder Singh & Co. [read post]
1 May 2020, 8:01 am by Mark S. Goldstein
In entering into the Program, participants must agree, generally speaking, to not repurchase equity securities that are listed on a national securities exchange of the participant or any parent company. [read post]
15 May 2018, 10:36 am by Sarah Grant
” He also reiterated that broad disclosure of the identities of RDI-affiliated personnel could have “very, very profound” implications for national security and the individuals’ personal security. [read post]
19 Apr 2024, 3:00 am by Jim Sedor
Senate voted to dismiss two articles of impeachment against Homeland Security Secretary Alejandro Mayorkas, which allege he mismanaged an influx of migrants at the U.S. [read post]
22 Apr 2022, 4:00 am by Jim Sedor
Premier John Horgan’s party fulfilled a campaign promise to ban corporate and union donations and set an annual cap for individuals. [read post]
20 Oct 2009, 10:00 am
Nor is what is "evil" always clear. [read post]
6 Mar 2020, 3:00 am by Jim Sedor
Sanders has vowed to shake up how the influence world does business, with proposals to ban donations from federal lobbyists and corporations and to prohibit the corporate funding of party conventions. [read post]
21 May 2024, 9:01 pm by renholding
While there are no “magic words” to define a relationship, clear language about advice not being individualized or given in the context of a trusted relationship can be helpful. [read post]
8 Nov 2017, 5:51 am
(Pix © Larry Catá Backer 2017) On the eve of the November 2017 meeting between the leaders of the United States and China, "John F. [read post]
20 Sep 2024, 3:00 am by Jim Sedor
During her time as a U.S. senator, Harris’ office was seen as either ambivalent to or dismissive of the requests of corporate interests. [read post]
26 Jul 2019, 3:00 am by Jim Sedor
People who oversee teams of lobbyists or work on corporate advocacy campaigns often do not meet that definition. [read post]
3 Jul 2014, 4:13 am by Kevin LaCroix
  The law is apparently not clear, in this regard however,[iii]  so at least in theory innocent third parties may be at risk of being hacked by a victim whether or not they have participated in the original hacking event, whether they are in possession of stolen data, or indeed whether a hacking event has occurred at all. [read post]
31 Jan 2012, 9:59 am by Paul Rosenzweig
  They, for example, direct the Secretary of Homeland Security to conduct a systemic assessment of the risk to each critical infrastructure sector and instruct the National Institute of Standards and Technology to develop protection guidelines. [read post]