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18 Apr 2010, 4:52 am
Over a fifteen year period Simpson was able to recover from the Antars more money than they made by selling Crazy Eddie stock to duped investors at inflated prices. [read post]
16 Apr 2010, 10:59 am
Accuses Goldman Sachs of Fraud in Mortgage Deals [New York Times] [read post]
16 Apr 2010, 10:25 am
Not news specific to Minnesota civil litigation but still of interest: The stock market is “roiling” today and the consensus appears to be that it is due to the SEC’s charges brought today against Goldman Sachs in United States District Court, Eastern District of New York. [read post]
16 Apr 2010, 5:00 am
Martin Act Claims Arising Out of Stock Spinning In the Late 1990s In 2006, the New York State Supreme Court decided State v. [read post]
12 Apr 2010, 10:44 am
EPA’s response to any comments received will be available for public inspection at EPA Region II, 290 Broadway, New York, New York 10007–1866. [read post]
12 Apr 2010, 7:25 am
Its shares trade on Paris and Frankfurt stock exchanges, as well as on four Spanish exchanges. [read post]
12 Apr 2010, 2:00 am
Susan Merrill, who spent a total of six years as head of enforcement for the New York Stock Exchange regulatory arm and the entity that succeeded it, is to join Bingham McCutchen's broker-dealer group in New York this week. [read post]
11 Apr 2010, 7:41 am
McIntosh that recently appeared in the New York Law Journal. [read post]
10 Apr 2010, 3:18 pm
The Kotz report also reveals that the SEC’s enforcement division was unduly influenced by former colleagues-turned defense lawyers to drop enforcement matters, according to a New York Times DealBook article by Peter J. [read post]
8 Apr 2010, 9:23 am
Cantor already runs the Hollywood Stock Exchange, where the public can bet on the success of... [read post]
8 Apr 2010, 3:40 am
” According to a 2007 New York Times article, Caserta "stopped working for InterOil in 2005. [read post]
4 Apr 2010, 6:22 am
In the press release, Black & Decker stated “[p]ersonal business relationships between individuals (as opposed to relationships with the company) generally are not relevant to the independence tests under the New York Stock Exchange rules because they do not create a material relationship between a director and the company. [read post]
2 Apr 2010, 2:37 pm
Brokerage firms’ advertising portrays brokers as trusted members of the family, writes Tara Siegel Bernard in her New York Times article, “Trusted Adviser or Stock Pusher? [read post]
2 Apr 2010, 1:18 pm
"Applying this test, Judge Cote held that Fly had misappropriated the research reports of the financial services firms when it distributed them to its subscribers before the opening of the New York Stock Exchange. [read post]
31 Mar 2010, 6:18 am
Bachelder that first appeared in the New York Law Journal. [read post]
31 Mar 2010, 5:00 am
Wood, have been deemed independent by the Board based on the rules of the New York Stock Exchange and the categorical standards of independence included in the Company's Corporate Governance Guidelines. [read post]
31 Mar 2010, 3:42 am
In addition, those Court documents revealed that InterOil was still doing business with banned stock promoter Carl Caserta, after the company lied to the New York Times by telling them that it stopped doing business with Caserta. [read post]
30 Mar 2010, 4:48 pm
John's College, New York. [read post]
30 Mar 2010, 10:34 am
In July 2007 the Financial Industry Regulatory Authority (FINRA) was created through the consolidation of the National Association of Securities Dealers (NASD) and the member regulation, enforcement and arbitration functions of the New York Stock Exchange (NYSE). [read post]
29 Mar 2010, 10:16 pm
It is very common, for example, for a corporation to be incorporated in the state of Delaware (which has favorable corporate laws) and then separately authorized to do business in another state, such as New York, where the corporation expects to actually engage in business. [read post]
