Search for: "Securities Investor Protection Corporation"
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8 Sep 2015, 9:00 am
Often, investors or buyers do this to protect their assets but a problem arises when the home held in the business is not the named insured under the policy. [read post]
2 Sep 2015, 6:35 am
Senators sent a letter to SEC Chair Mary Jo White expressing support for the rulemaking petition on corporate political spending submitted by the committee of corporate and securities law experts that we co-chaired. [read post]
31 Aug 2015, 5:54 pm
Wyndham Worldwide Corporation. [read post]
25 Aug 2015, 8:24 am
Brad Bennett, FINRA’s Executive Vice President and Chief of Enforcement, stated, “A key element of retail investor protection is the aggressive pursuit of brokers who churn and excessively trade customer accounts. [read post]
24 Aug 2015, 7:11 am
United Foods, Inc., 533 U.S. 405 (2001), and corporations generally have free speech rights. [read post]
20 Aug 2015, 12:22 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to the representation of investors in FINRA arbitration claims against brokerage firms throughout the United States. [read post]
19 Aug 2015, 9:00 am
More recently, on February 3, 2015, the Commission released a Risk Alert on cybersecurity issues at brokerage and advisory firms, including with third-party vendors, and proposed suggestions for investors to protect themselves and their customers’ digital data. [read post]
17 Aug 2015, 6:12 am
Editor's Note: Elizabeth Ising is a partner and Co-Chair of the Securities Regulation and Corporate Governance practice group at Gibson, Dunn & Crutcher LLP. [read post]
17 Aug 2015, 4:54 am
In such situations, the board of directors may be reluctant to initiate a lawsuit against one of their own, so allowing a shareholder to bring the suit in the name of the corporation can be the only practical way to protect the interests of the corporation. [read post]
16 Aug 2015, 11:54 pm
In such situations, the board of directors may be reluctant to initiate a lawsuit against one of their own, so allowing a shareholder to bring the suit in the name of the corporation can be the only practical way to protect the interests of the corporation. [read post]
16 Aug 2015, 11:54 pm
In such situations, the board of directors may be reluctant to initiate a lawsuit against one of their own, so allowing a shareholder to bring the suit in the name of the corporation can be the only practical way to protect the interests of the corporation. [read post]
14 Aug 2015, 4:15 pm
Hinrich Julius, Hamburg UniversityEconomic Exigencies and the Potential Proliferation of Investor-State Arbitration: When are Government Measures Tantamount to Expropriation? [read post]
12 Aug 2015, 7:00 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
10 Aug 2015, 9:01 pm
There is no need to find new “investors” to make Social Security work. [read post]
7 Aug 2015, 6:36 am
Non-candidate groups include nonprofit organizations, corporations, partnerships, and PACs. [read post]
7 Aug 2015, 6:00 am
That section was created by Dodd-Frank to establish whistleblower protections and to create rewards for anyone who brings useful information to the SEC about corporate misconduct. [read post]
6 Aug 2015, 6:21 pm
IT security budgeting. [read post]
4 Aug 2015, 1:35 pm
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
30 Jul 2015, 11:12 am
The Second Circuit’s approach to illegal insider trading, the government petition contended, will “hurt market participants, disadvantage scrupulous market analysts, and impair the government’s ability to protect the fairness and integrity of the securities markets. [read post]
27 Jul 2015, 9:45 pm
A host of systems for rating corporations exist to guide investors, from the Institutional Shareholder Services’ Corporate Governance Quotient to the Dow Jones Sustainability Indices. [read post]
