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17 Aug 2011, 1:24 pm by WIMS
"     Matthew Fitzmaurice, Managing Partner of AWJ Capital Partners, LLC, a global fund of funds manager, and member of Ceres' Investor Network on Climate Risk (INCR) added, "America's overdependence on oil generally, and foreign oil specifically, is unacceptable, as it will weaken our competiveness in a global economy. [read post]
15 Aug 2011, 12:24 pm
Click here for more blog postings about IMH Financial Corporation (formerly known as the IMH Secured Loan Fund, LLC) [read post]
30 Jul 2011, 12:28 pm by Tomassi Law Associates
Kieners system only worked as long as he managed to acquire fresh funds, the court said in a statement. [read post]
29 Jul 2011, 5:00 am by Patrick Wagner
  First Derivative alleged that a subsidiary of JCG known as Janus Capital Management LLC (“JCM”), distributed prospectuses for Janus Investment Fund while knowing that the prospectuses contained false statements. [read post]
26 Jul 2011, 1:37 pm by Felix Shipkevich
Furthermore, a monitor (employed at this own expense) will ensure that Pia complies with this order for a five-year period and imposes considerable record-keeping and new registration obligations.Previously the CFTC settled similar charges against Moore Capital Management, LP (MCM), Moore Capital Advisors, LLC (MCA) and Moore Advisors, Ltd. [read post]
25 Jul 2011, 10:46 am
The Massachusetts securities division regulator has filed an administrative action against RBC Capital Markets LLC and one of its former registered representatives, Michael D. [read post]
21 Jul 2011, 9:35 pm by Tomassi Law Associates
Daniel Gropper, managing director of Aurelius Capital Management, is one of the executives accused. [read post]
18 Jul 2011, 2:12 pm
The question in this case was "whether Janus Capital Management LLC (JCM), a mutual fund investment adviser, can be held liable in a private action under Securities and Exchange Commission (SEC) Rule 10b-5 for false statements included in its client mutual funds' prospectuses. [read post]
18 Jul 2011, 5:51 am by SHG
© 2011 Simple Justice NY LLC. [read post]
16 Jul 2011, 11:13 am by Ray Mullman
Delaware, Nevada and Wyoming had 688,000 LLCs on file in 2009, up from 624,000 in 2007. [read post]
14 Jul 2011, 8:43 pm
Merrill Lynch Professional Clearing Corporation must pay hedge funds Rosen Capital Partners LP and Rosen Capital Institutional LP $63,665,202.00 in compensatory damages plus interest (9% from October 7, 2008). [read post]