Search for: "Finance Industry Corporation" Results 2561 - 2580 of 5,173
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
4 May 2016, 8:27 am by John Jascob
., LL.M.NASAA's Corporation Finance Section has released for public comment a proposed policy statement on the use of electronic offering documents and signatures. [read post]
The hospitality industry’s most influential investors, lenders, corporate real estate executives, REIT’s, public hotel companies, brokers and significant lodging equity sources are represented on the Council. [read post]
3 May 2016, 4:00 am by Tracy Coenen
Corporate registrations kept by state governments provide information including the name of the business, the registered agent and the address. [read post]
27 Apr 2016, 11:49 am by Adam Weinstein
The securities lawyers of Gana LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against former National Securities Corporation (National Securities) broker John Labarca (Labarca). [read post]
27 Apr 2016, 6:01 am
In our paper, The Economics and Finance of Hedge Funds: A Review of the Academic Literature, which was recently published in Foundations and Trends in Finance, we provide a comprehensive survey of the academic literature focused on the hedge fund industry. [read post]
26 Apr 2016, 11:28 pm by Supreme People's Court Monitor
This (much longer than usual) blogpost looks at what entities are a party to the MOU, what type of document it is, what it does, and one report on how it is being implemented and issues that it raises. 44 Institutions The 44 cooperating institutions include government, Communist Party institutions, a public institution, and a government controlled non-profit organization, listed below in the same order as the document itself: National Development & Reform Commission (NDRC), SPC, People’s… [read post]
26 Apr 2016, 10:20 am by Adam Weinstein
The securities lawyers of Gana LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against National Securities Corporation (National Securities) broker Daniel Alcide (Alcide). [read post]
22 Apr 2016, 3:37 am by Broc Romanek
The Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Federal Housing Finance Agency, the Office of the Comptroller of the Currency and the Securities and Exchange Commission are all expected to propose the same new rule. [read post]
22 Apr 2016, 3:37 am by Broc Romanek
The Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Federal Housing Finance Agency, the Office of the Comptroller of the Currency and the Securities and Exchange Commission are all expected to propose the same new rule. [read post]
21 Apr 2016, 7:03 am by Yosie Saint-Cyr
ORPP administration corporation (ORPP AC): This bill will enable the ORPP AC to continue implementing the ORPP. [read post]
14 Apr 2016, 2:02 pm by Jared Beck
In a recent Bloomberg poll, 87% of potential voters agreed that campaign finance reform is necessary. [read post]
13 Apr 2016, 6:12 pm by Mark Astarita
The Securities and Exchange Commission today announced insider trading charges against a research analyst who allegedly reaped more than $1.5 million in February through trades he made in his mother’s brokerage account based on nonpublic information he learned at work.The SEC alleges that John Afriyie found out about an impending acquisition of home security company The ADT Corporation when prospective acquirer Apollo Global Management approached the Manhattan-based investment firm… [read post]
13 Apr 2016, 4:55 pm by Kevin LaCroix
  Law firms provide a “back door” for a treasure trove of cherished electronic material for cyber criminals eager to gain an edge in the stock market or capture a particularly sensitive batch of data to sell or ransom, including:   Secret and sensitive information about corporate client’s finances; Documents relating to confidential corporate deals; Valuable information relating to patented, original and invaluable intellectual property and… [read post]
11 Apr 2016, 3:49 pm by Elizabeth J. Elias
On April 6, 2016, DBRS published its methodology for rating European structured finance transactions. [read post]
8 Apr 2016, 6:02 am by Joe May
District Court Judge Gregory Van Tatenhove ruled the Kentucky Registry of Election Finance cannot enforce the state’s prohibition on corporate campaign donations, finding the disparate treatment of corporations and unincorporated organizations violates the Constitutional right to equal protection under the law. [read post]
8 Apr 2016, 4:37 am by Nate Nead
” It is as true as when you are acquiring a $200K home or a $200M corporation. [read post]