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25 Jun 2020, 11:11 am
Frank's short bio follows below. [read post]
9 Jun 2014, 12:07 pm
The changes were to Section 171 of Dodd-Frank (the Collins Amendment). [read post]
2 Dec 2011, 9:31 pm
Take financial regulation (Dodd-Frank!) [read post]
16 Apr 2017, 5:56 pm
Congress, as part of its enactment of the Dodd-Frank Act, purported to provide the SEC and the U.S. [read post]
29 Sep 2010, 2:35 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), the Securities and Exchange Commission (SEC) today published a final rule amending Regulation FD to remove the exemption previously available in respect of disclosure made to credit rating agencies. [read post]
22 Jul 2010, 12:30 pm
The curriculum for our upcoming seminar titled “Integrating the False Claims Act into Your Law Practice” has been updated to include a presentation on the on the numerous whistleblower provisions contained in the new Dodd-Frank Wall Street Reform Act. [read post]
25 Oct 2010, 4:09 pm
SEC Commissioner says the Securities and Exchange Commission should go back to employing a “muscular approach” and use its new enforcement powers bestowed under the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
6 Nov 2015, 9:51 am
Records also show that broker Frank Black (Black) has been subject to five regulatory actions, four customer complaints, one criminal matter, and two terminations for cause. [read post]
11 May 2011, 11:01 am
In a letter to the SEC, the Managed Funds Association said that, in enacting Dodd-Frank, Congress wanted to allow for the same determinations of beneficial ownership as currently exists but wanted to be explicit in its application to security-based swaps.Dodd-Frank Section 766 added Section 13(o) to the Exchange Act to provide that for Sections 13 and 16 a person will be deemed to acquire beneficial ownership of an equity security based on the purchase or sale of a security-based… [read post]
8 Dec 2015, 6:51 am
The securities lawyers of Gana LLP are investigating customer complaints against Frank Marinelli (Marinelli). [read post]
10 Mar 2008, 9:00 pm
Following are some Frank Zappa quotes relevant to this blog entry: There are more love songs than anything else. [read post]
25 Oct 2010, 8:03 am
Here are links to these two great resources: Davis Polk Dodd-Frank Summary Davis Polk Dodd-Frank Implementation Slides [read post]
14 Aug 2015, 8:03 am
Related Links: SEC’s Interpretative Ruling Dodd-Frank Whistleblower Rules Dodd-Frank/FCPA FAQ [read post]
5 Oct 2010, 2:00 pm
We left Jamie and Frank McCourt in a Los Angeles courtroom last week. [read post]
6 Sep 2016, 8:57 am
We previously reported that on June 9, 2015, six federal agencies (“Agencies”) subject to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Act”) issued much-anticipated joint final standards (“Final Standards”) in accordance with Section 342 of the Act for assessing the diversity policies and practices of the entities that they regulate (“Covered Entities”). [read post]
28 Mar 2009, 11:30 am
Barney Frank may have gone too far in calling the Supreme Court justice a 'homophobe,' but the jurist's opinions on homosexuals should raise some concerns. [read post]
22 May 2012, 12:19 pm
FSOC and Title I and II of Dodd-Frank Senator Warner noted that Title I of Dodd-Frank created the Financial Stability Oversight Council as a resolution forum. [read post]
26 Oct 2010, 10:39 am
The presentations will also cover issues raised by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, which was the subject of an article they recently published with Chicago Associate Jason Hirsh in the Banking & Financial Services Policy Report, which can be accessed by clicking here. [read post]
10 May 2016, 8:39 am
Foto: RadioIsla1320.com Descargar documento: Enmienda la Ley Orgánica del Banco Gubernamental de Fomento, y la Ley de Moratoria de Emergencia y Rehabilitación Financiera de Puerto Rico Dispone que debido al efecto que la sindicatura del BGF podrá tener en las condiciones económicas y en la estabilidad financiera de bancos y cooperativas de ahorro y crédito y de los depositantes de bajos ingresos, minorías o marginadas, el proceso de sindicatura… [read post]
3 Sep 2010, 10:26 am
Hirsh Arnstein & Lehr Chicago Partners (pictured from left to right) John Ropiequet and Christopher Naveja and Chicago Associate Jason Hirsh have published an article entitled “An Introduction to the Dodd-Frank Act–The New Regulatory Structure for Consumer Finance Emerges” in the Banking & Financial Services Policy Report. [read post]
