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12 Jun 2012, 3:45 pm by Ailyn Cabico
Written by: Jay Gould and Peter Chess The Financial Industry Regulatory Authority (“FINRA”) released new guidance last month regarding new FINRA Rule 2111 (the “Suitability Rule”), which requires a broker-dealer to have a reasonable basis to believe that a recommended transaction or investment strategy involving a security or securities is suitable for the customer, based on the information obtained through reasonable diligence by the broker-dealer. [read post]
17 Aug 2012, 1:31 pm by Christine George
Perhaps you have heard of rapper Jay-Z’s declaration concerning his “99 Problems. [read post]
18 Apr 2007, 1:13 am
Items of interest include the “Retirement Agreement” between Sovereign and Jay Sidhu, as well as the Settlement Agreement between Sovereign and Relational Investors. [read post]
4 Apr 2018, 11:28 am by CFM Admin
. *** SEC Matters Speeches Chairman’s Testimony on Virtual Currencies: The Roles of the SEC and CFTCSEC Chairman Jay ClaytonOn February 6, 2018, Chairman Jay Clayton offered testimony to the Senate Committee on Banking, Housing, and Urban Affairs about a wide range of issues concerning virtual currencies. [read post]
25 Oct 2009, 6:01 pm
Stephen Jay Gould, no creationist, said: I shall be defending Ussher's chronology as an honourable effort for its time and arguing that our usual ridicule only records a lamentable small-mindedness based on mistaken use of present criteria to judge a distant and different past Ussher represented the best of scholarship in his time. [read post]
4 Nov 2010, 4:59 pm
Kelly Jay Henningsgaard, 56, was killed in an Orange County car accident when he was struck by at least two vehicles. [read post]
24 Apr 2010, 3:31 pm
Broward County Judge John "Jay" Hurley ruled that Ryan LeVin, 35, should be held on an out of state warrant from Illinois. [read post]
20 Jan 2022, 4:34 pm by Staycie R. Sena
She has been married to 49-year-old Jay Barker, who used to be the quarterback for the University of Alabama football team. [read post]
22 Feb 2012, 5:27 pm by Ailyn Cabico
  The article, which was written by Will Wainewright, quoted Jay Gould, a partner and member of our Investment Fund and Investment Management team, who said “[T]he most difficult part of SEC registration – not an onerous process in itself – is implementing, testing, internally enforcing and updating the compliance procedures that the SEC will be checking on once you are registered. [read post]
16 Jul 2015, 2:44 pm by Dennis Crouch
The chart above comes from the interesting new article from Kirti Gupta and Jay P. [read post]
24 May 2011, 6:22 am
Others, like Jay Fleishman, have praised the web startup for its great web presence and growing community. [read post]
9 Feb 2010, 7:21 am by thejaghunter
The 10 governors (and one of them is not even a State governor) selected by Obama are: *Governor James Douglas (R-Vermont) *Co-chair *Governor Chris Gregoire (D-Washington) *Co-chair Governor Brad Henry (D-Oklahoma) Governor Jay Nixon (D-Missouri) Governor Martin O’Malley (D-Maryland) Governor Janice Brewer (R-Arizona) Governor Bob McDonnell (R-Virginia) Governor Michael Rounds (R-South Dakota) Governor Beverly Perdue (D-North Carolina) Governor Luis… [read post]
10 Mar 2010, 2:23 pm by SOIssues
The full Senate voted unanimously Wednesday for a bill by Senator Jay Paul Gumm (Email) to increase the "zone of safety" around schools, childcare facilities, playgrounds and parks. [read post]
4 Jun 2018, 6:00 am by Kit Case
Jay Causey – listed as a Super Lawyer since 1998, 20 years! [read post]
6 Jul 2020, 5:47 pm by Sabrina I. Pacifici
Bloomberg: “Nathan Tankus, 28, hasn’t finished his bachelor’s degree at New York City’s John Jay College of Criminal Justice. [read post]
24 Aug 2008, 8:34 pm
Jay Fleischman has another short but powerful post on consumer litigation issues in his New York Consumer Litigation Blog. [read post]