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18 Mar 2014, 8:15 pm
In Morgan v. [read post]
17 Mar 2014, 6:25 am
In the Matter of David Eckess, Respondent (AWC 2012031084801, March 12, 2014).Eckess first became registered with a FINRA member firm in 1985 and during the times relevant to this matter, he was registered through Morgan Stanley, Inc.Friends With BeneficiaryThe AWC asserts that in November 2011, Eckess agreed to being named the replacement (and sole) beneficiary on two Allstate Life Insurance Company variable annuities worth about $94,000 and held by a 92-... [read post]
17 Mar 2014, 4:34 am
Deutsche Bahn AG & Ors v Morgan Crucible Company plc, heard 11 – 12 March 2014. [read post]
16 Mar 2014, 3:38 pm
., a Florida corporation; and RICHLAND TOWERS, LLC, a Florida limited liability company, Appellants/Cross-Appellees, v. [read post]
10 Mar 2014, 1:10 pm
Big utility companies; d. [read post]
10 Mar 2014, 4:00 am
Last Tuesday, March 4, 2014, the Supreme Court heard oral argument in Duran v. [read post]
9 Mar 2014, 1:12 pm
First, when deciding the skinny plan or other group health plan design, employers and their insurers, brokers, administrators and consultants need to ensure that the benefit plan coverage, benefits and other terms meet all applicable mandates of applicable federal, and in the case of insured, multiple employer welfare arrangements (MEWAs) and certain staffing and leasing company arrangements, ACA’s insured plan mandates and other applicable state insurance rules. [read post]
6 Mar 2014, 2:11 pm
Morgan Chase survey found that most firms intended to use their repatriated funds for repurchasing stock or paying dividends. [read post]
5 Mar 2014, 4:21 pm
Other legislation to prevent intellectual property theft was also introduced including the Deter Cyber Theft Act, which aims to block products that contain intellectual property stolen from U.S. companies by foreign countries from being sold in the United States. [read post]
5 Mar 2014, 9:27 am
But if your employee provided you a spreadsheet with password information to certain accounts along with tracking information related to social media campaigns conducted on behalf of the company through those accounts, would you think that by using these passwords you would be hit with possible violations of a federal statute that had criminal consequences? [read post]
4 Mar 2014, 4:21 am
Debunking the "SEC as Insider Traders" Study: SEC Staffers Ain't Driving Ferraris Last week, a new study by an accounting professor and a doctoral student became a minor media darling as it shows that stock trades by SEC Staffers produce abnormal returns. [read post]
3 Mar 2014, 11:08 am
(Michael Cembalest CIO JP Morgan, What's Next for Venezuela, Zerohedge.com, March 8, 2013 ("Despite all the challenges, Venezuela’s economic model may well survive given how high oil prices are. [read post]
3 Mar 2014, 9:12 am
Morgan Stanley—only worsened the problem by deliberately targeting minorities for loans that exposed them to higher rates of foreclosure and accompanying loss in wealth. [read post]
3 Mar 2014, 8:45 am
The not-for-profit Alliance includes several of the nation’s largest coal companies, including Peabody Energy.There still are many moving parts, but after the ICC decision, FutureGen Alliance CEO Ken Humphreys predicted construction would start this year. [read post]
28 Feb 2014, 11:03 am
Morgan Stanley (2005WL 679071) case and the missteps of the Zubulake v UBS Warburg [220 F.R.D. 212 (S.D.N.Y. 2003)} case, I am satisfied we have moved well beyond the Micron vs. [read post]
27 Feb 2014, 7:27 am
Those 87 trades are in Bank of America, General Electric, Citi, Johnson & Johnson, JP Morgan, and General Electric in the period prior to the announcement of enforcement actions. [read post]
26 Feb 2014, 8:37 am
Unlike other funds, the QIA does directly deal with taking majority stakes in companies as well as the acquisition of and complete outright ownership of companies. [read post]
25 Feb 2014, 2:48 pm
Morgan On Thursday February 20, 2014, the White House announced three new executive actions designed to encourage innovation and strengthen the quality and accessibility of the patent system. [read post]
25 Feb 2014, 2:48 pm
Morgan On Thursday February 20, 2014, the White House announced three new executive actions designed to encourage innovation and strengthen the quality and accessibility of the patent system. [read post]
20 Feb 2014, 12:35 pm
The equal opportunity policy statement (item (5) above) must be included in the contractor’s AAP and must also be posted on company bulletin boards. [read post]
