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22 Jul 2014, 11:26 pm by Anna Gelpern
Here is what it would take for a RUFO payday to materialize in New York: 1. [read post]
6 May 2009, 1:22 am
Former New Jersey Prosecutor Enters Plea Deal on Prostitution-Related Charges New York Law Journal More than two years after being accused of running a New York-based call-girl ring, a former Assistant U.S. [read post]
7 May 2010, 6:37 am by Stikeman Elliott LLP
” The Australian Stock Exchange, the Johannesburg Stock Exchange, the London Stock Exchange Main Market, the Nasdaq Stock Market, the New York Stock Exchange or the Hong Kong Stock Exchange are “specified exchanges” under Amended NI 43-101. [read post]
4 Dec 2008, 1:01 am
  Hat tip to Joe Nocera of the New York Times in his Executive Suite blog (here) for the link to the video. [read post]
28 Apr 2014, 4:08 am by Kevin LaCroix
  As noted here, on March 29, 2013, Southern District of New York Judge Naomi Reice Buchwald substantially granted the motion to dismiss in the consolidated Libor-scandal antitrust litigation, and as discussed here, on May 13, 2013, Southern District of New York Judge Shira Scheindlin granted the motion to dismiss in the Libor-related securities class action lawsuit filed against Barclays. [read post]
1 Mar 2023, 7:55 am by Zamansky LLC
When you buy a stock, it’s on the NASDAQ or the New York Stock Exchange. [read post]
25 Jun 2010, 8:01 am by Margaret Sachs
  Headquarters then incorporated those figures without change into filings made with the Australian Securities Exchange as well as with other exchanges, including the New York Stock Exchange (where the bank’s American Depository Receipts were traded). [read post]
9 Sep 2013, 12:05 am by Kevin LaCroix
The court noted that the consolidated New York actions raised the same allegations; that the putative class in the consolidated action included the claimant and the class of Quebec purchasers she purported to represent; that New York law would govern the claims; that the underwriting defendants are domiciled in New York; and that any judgment would have to be executed in the United States. [read post]
23 Dec 2020, 6:01 am by Eleanor Runde, Abby Lemert
VIEs are ownership structures that allow companies to circumvent limits on foreign investment and to list on foreign stock exchanges. [read post]
5 Oct 2016, 5:00 am by Ian Ayres
  In our 2005 book, Insincere Promises: The Law of Misrepresented Intent, we provide a hypothetical example using two hypothetical New York property magnates, Leona and Donald, as our dramatis personae:While the purchase of an option does not represent an intent to exercise it, it typically suggests that the purchaser does not intend not to do so. [read post]
27 Nov 2013, 10:05 am by Trevor Timm
Since then, metadata has helped stop dozens of plots, including an Islamist plan to blow up the New York Stock Exchange in 2008. [read post]
3 Apr 2007, 6:05 am
In brief, Interboro is two-year college, conditionally accredited by the State of New York, that primarily served “minority students from economically disadvantaged backgrounds” who had neither a high school diploma nor a GED, id., at 93. [read post]
23 Sep 2020, 2:56 pm by Kevin LaCroix
” The complaint alleges that the company’s share price declined on this news. [read post]
16 Mar 2012, 7:55 am by Michael Sirkin
The Last-Period Problem also illuminates a key distinction between cash mergers and stock-for-stock deals. [read post]
26 Apr 2009, 6:17 am by Scott J. Kreppein, Esq.
New York Stock Exchange, ___ NY3d ___ (2009)(where plaintiff was required to hold one end of a rope, acting as a counterweight while an object was lowered, and was pulled up into the make-shift hoist, injuring his hands, Labor Law 240(1) was applicable because  "a pulley or hoist should have been used... [read post]
13 Mar 2012, 1:02 pm
  While underwriters/sellers of private placements in New York State are required to make filings with the New York State Department of Law, Investor Protection Bureau, or their Real Estate Finance Bureau in the case of real-estate-based private placements, such filings do not mean that the private placements have been approved by the state of New York as relates to the legitimacy of their business purpose, accounting, bookkeeping, etc.. [read post]