Search for: "Securities Investor Protection Corporation"
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26 Jul 2015, 9:30 pm
I want to be clear, though, that the duty to protect consumer interests is not the same as doing what consumers are interested in. [read post]
24 Jul 2015, 9:41 am
A corporation functions with officers, board of directors, shareholders, and other investors. [read post]
21 Jul 2015, 9:30 pm
Just as the Securities Acts were designed to protect consumers after the Great Depression, Dodd-Frank was born out of the Great Recession of 2008. [read post]
13 Jul 2015, 10:00 pm
The new law contains language similar to the language already found in Florida Statute 607.0722(10), which governs for-profit corporations, and is being added to Florida Statute 617.0721, which governs not-for-profit corporations, including both condominium and homeowners’ associations. [read post]
13 Jul 2015, 10:00 pm
The new law contains language similar to the language already found in Florida Statute 607.0722(10), which governs for-profit corporations, and is being added to Florida Statute 617.0721, which governs not-for-profit corporations, including both condominium and homeowners’ associations. [read post]
5 Jul 2015, 3:28 pm
In any event, the rules’ prohibition seems to extend only to the payment of premium for insurance protecting against the actual clawback itself, not for the payment of premium for insurance providing defense cost protection in the event a corporate official is hit with a claim for compensation clawback. [read post]
2 Jul 2015, 9:05 am
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
30 Jun 2015, 12:59 pm
Simply stated, the Commission needs capable and honest CCOs to help protect investors and the integrity of the capital markets. [read post]
25 Jun 2015, 1:29 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
24 Jun 2015, 3:35 am
According to a law professor cited in the article, with tenure voting “[y]ou still have an opportunity for shareholders to deal with a management that needs to go, but it isn’t going to be decided by a simple majority vote….It gives you more protection….. [read post]
18 Jun 2015, 10:31 am
Read about all of our concerns with the TPP: Anti-Circumvention of Digital Rights Management (DRM) Criminalization of Investigative Journalism, Security Research, and Whistleblowing ISP Liability: Internet Intermediaries as Copyright Cops Criminal Copyright Enforcement Expansion of Copyright Terms "Investor-State" Provisions Could Undermine User Protections in Copyright Restrictions on Fair Use Related Issues: Trans-Pacific Partnership AgreementShare this: … [read post]
16 Jun 2015, 11:24 am
Securities Investor Protection Corporation v. [read post]
12 Jun 2015, 5:34 pm
Read about all of our concerns with the TPP: Anti-Circumvention of Digital Rights Management (DRM) Criminalization of Investigative Journalism, Security Research, and Whistleblowing ISP Liability: Internet Intermediaries as Copyright Cops Criminal Copyright Enforcement Expansion of Copyright Terms "Investor-State" Provisions Could Undermine User Protections in Copyright Restrictions on Fair Use Related Issues: Fair Use and Intellectual Property: Defending… [read post]
10 Jun 2015, 11:51 am
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
8 Jun 2015, 4:21 pm
Canada, was decided under a different NAFTA investor protection – the “minimum standard of treatment” – but the analysis was similar to Metalclad. [read post]
7 Jun 2015, 7:21 pm
Together, we are partners in upholding an international, rules-based order that ensures global peace, security, and prosperity. [read post]
3 Jun 2015, 9:30 pm
First, in addition to the risks inherent in leveraged lending, many loan contracts lacked standard legal protections designed to protect creditors during borrower defaults. [read post]
3 Jun 2015, 6:02 am
Piwowar described the distinction between accredited and non-accredited investors as artificial and voiced his support for challenging the notion that non-accredited investors need to be protected from investing in high-risk securities. [read post]
28 May 2015, 6:56 am
To ensure compliance with the rules and regulations of the Florida Securities and Investor Protection Act, the Division of Securities and Finance’s, Bureau of Securities Regulation examines securities dealers, investment advisers, their respective offices, and associated persons who conduct securities business in, to or from Florida. [read post]
27 May 2015, 9:30 pm
This new agency would take on some of the bank supervisory functions currently performed by the Federal Reserve, the Comptroller of the Currency, and the Federal Deposit Insurance Corporation, as well as some of the investor protection and market stability functions the U.S. [read post]
