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23 Apr 2013, 10:33 am by Simon Lester
The G-20 is the natural candidate to be the initiator of a concomitant process of coordination. [read post]
16 Mar 2009, 8:00 am
This would include investment banks, hedge funds, or special investment vehicles issuing collateralized debt obligations or companies writing credit default swaps. [read post]
13 Nov 2015, 5:05 pm by D. Daxton White
If you invested in ProSHares Ultra Short 20+ Year Treasury or another leveraged ETF and would like to speak to a securities attorney about your potential to recover your investment losses through FINRA arbitration, please call our Chicago office at (312)238-9650 for a free consultation. [read post]
7 Jul 2020, 8:55 pm by Jochen Vester (UK)
PS15/20 is relevant to PRA-authorised UK banks, building societies and PRA regulated investment firms. [read post]
3 Sep 2008, 11:38 am
Investors hand over money to a venture capitalist and trust that person to invest it wisely on their behalf. [read post]
20 Aug 2008, 2:24 pm
The travails of Lehman Brothers and the demise of Bear Stearns have me thinking — would these Wall Street firms have ended up in their respective messes if investment banks never been permitted to go public? [read post]
20 Apr 2012, 5:00 am by Doug Cornelius
Condo Rental Programs Are Not Investment Contracts by Ernest E. [read post]
28 Dec 2008, 5:04 pm
By 2006, however, UNCTAD reported that 37 of 184 actions (20 percent) were unfavorable. ... [read post]
4 Jul 2020, 12:05 am by Paul Caron
FactCheck.org, Trump’s Unsupported Claim About Opportunity Zone Investments: At his rally in Tulsa on June 20, President Donald Trump asserted without evidence that $100 billion had been invested in opportunity zones under a federal program that provides tax incentives to encourage development in low-income neighborhoods. [read post]
20 Mar 2015, 4:00 am by Lauren Kirkwood
Whether it happens at a small, local law firm or one with hundreds of attorneys in offices across the country, the move from firm associate to equity partner is much more than a step up the legal career ladder — it’s also a major financial investment. [read post]
1 Apr 2009, 5:35 am
First, data on the nature of a financial institution's activities should be collected, including, in the example of a hedge fund manager, data on the size, investment style, and linkages to systemically important markets of the funds it manages. [read post]
18 Dec 2020, 8:55 pm by Iona Wright (UK)
The updated guidance consists of: Finalised Guidance 20/6: IFPRU investment firms Remuneration Code (SYSC 19A) – FAQs on remuneration FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D): FAQs on remuneration FG20/4: General guidance on proportionality: the dual-regulated firms Remuneration Code (SYSC 19D) FG20/6: IFPRU investment firms Remuneration Code (SYSC 19A): FAQs on remuneration [read post]
22 Jun 2007, 7:15 pm
The value of investment with the 20% conversion discount = {[Investment amount] / [0.8 * Series A price]} * [exit value of Series A] In other words, the above formula represents: how many shares of Series A do you get after the discount * the exit value of Series A per share. [read post]
8 Feb 2012, 2:13 am by Jacob Katz Cogan
Here's the schedule for the Vale Columbia Center on Sustainable International Investment's Spring 2012 International Investment Law and Policy Speaker Series:February 20, 2012: Katia Yannaca-Small (OECD), The Quest for Consistency in International Investment Law and Arbitration: How Realistic and Significant? [read post]
20 Apr 2010, 5:00 am by Doug Cornelius
Private investment funds primarily use two exemptions to avoid being defined as an “investment company” under the Investment Company Act of 1940: Section 3(c)(1) or Section 3(c)(7). [read post]
15 Apr 2015, 4:10 am
US Attorney and SEC Charge Investment Advisor In $20 Million FraudOn April 16, 2015, the United States Attorney for the Southern District of New York announced that Michael Oppenheim, 48, Livingston, NJ had been charged in a Criminal Complaint with one count each of wire fraud, embezzlement, securities fraud, and investment adviser fraud in connection with his alleged conversion of $20 million in client funds from March 2011 to March 2015. [read post]
24 Jun 2011, 7:55 am by McNabb Associates, P.C.
If convicted, however, each of the wire fraud counts carries a maximum statutory sentence of 20 years in prison and a $250,000 fine. [read post]
21 Dec 2018, 1:13 pm by ccollins
The company contends that it was MIO Partners, its investment division, that purchased about $20 million of Puerto Rico bonds. [read post]