Search for: "AG Investment Corporation"
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10 Jun 2009, 8:58 am
That means, using this example, just over 1 in every 6,000 men aged twenty-five to forty-four dies at work each year. [read post]
10 Dec 2013, 6:11 am
Norway appears to mean to transpose international norms into state policy, and to transpose state policy into the governance cultures of corporations. [read post]
13 May 2011, 10:36 am
The AG criticizes the CFDA for investment decisions that are fairly representative of those taken by the industry as a whole. [read post]
24 May 2013, 11:04 am
In addition, brokerage dealers have an obligation to make investment recommendations that are suitable for an individual given their age, net worth, investment experience and objectives, liquidity needs and risk tolerance. [read post]
30 Dec 2013, 6:33 am
FINRA found that Isaacs’ recommendations of the Insight and CIP investments to the customers was unsuitable in light of the customers’ age, risk tolerance, net worth, and the fact that the customers needed to borrow from their home equity in order to make the investments. [read post]
18 Jun 2018, 7:55 am
From June 2000 to December 2004, he was registered with National Planning Corporation. [read post]
11 Jul 2018, 2:14 pm
Second, the broker then must match the investment as being appropriate for the customer’s specific investment needs such as the client’s retirement status, long or short term goals, age, disability, income needs, or any other relevant factors. [read post]
26 Sep 2016, 3:45 am
What should diversity include, e.g. gender, ethnicity, age sexuality, disability, experience, socio-economic background? [read post]
6 Dec 2016, 7:37 am
These factors include the client’s age, investment experience, retirement status, long or short term goals, tax status, or any other relevant factor. [read post]
4 Nov 2012, 10:38 am
Huge corporations are investing billions of dollars with the hope of reaping the benefits of disruption. [read post]
26 Oct 2021, 5:33 am
Akhtar is currently employed by National Securities Corporation (National Securities). [read post]
31 Jan 2019, 12:58 pm
There are many investments that are not appropriate for the majority of investors or for certain investors given their risk tolerance, age, and other factors. [read post]
31 Oct 2018, 8:10 am
The black light of corporate compliance.Readers of a certain age will be familiar with “San Francisco (Be Sure to Wear Flowers in Your Hair)”, the 1967 hit written by John Phillips (of The Mamas and the Papas) and sung by Scott McKenzie: McKenzie’s wistful tune codified an innocence (or naivete) about human nature: it presumes human nature to be innocent, though corruptible, and bets on meliorism, not pessimism. [read post]
25 Dec 2010, 4:08 am
Coming up: which of the FCC's "open internet" rules will not apply to mobile broadband; and the disappointing openings the FCC seems to leave for corporate Internet vigilantism. [read post]
12 Jan 2021, 12:10 pm
Politicians love to focus on aging public (and private) infrastructure, but our equipment, machinery, and structures are getting long in the tooth as well.[21] According to data from the Bureau of Economic Analysis, the average age of fixed private assets in the United States is 23 years—older than at any time since the 1950s.[22] There is some evidence that the trend of increasingly old capital stocks is not limited to the United States but is broadly true across the… [read post]
20 Jun 2021, 6:40 am
Brokerage firms are required to perform adequate due diligence on any investment they recommend and to ensure that all recommendations are suitable for the investor in light of that particular investor’s age, investment experience, net worth, risk tolerance, investment objectives, and income. [read post]
28 Oct 2013, 7:31 am
One or more individuals or corporate fiduciaries can serve as Executor. [read post]
5 Oct 2016, 6:11 am
Active Ownership Capital (“AOC”), an activist investment company that takes minority positions in undervalued small to mid-size publicly traded companies in Western Europe and the Nordics, recently won a small, but significant, victory in a proxy battle it waged against STADA Arzneimittel AG (“STADA” or the “Company”), a publicly listed pharmaceutical company based in Germany. [read post]
18 Feb 2016, 7:15 am
Brokerage firms that sell such products are required to perform adequate due diligence on the investments to ensure a reasonable likelihood of success, and to evaluate whether the investments are suitable in light of the client’s age, net worth, investment experience, and investment objectives. [read post]
16 Aug 2012, 5:46 pm
Bank of America Corporation et al (Closed) 1:11-cv-03249 in S.D.N.Y., Ravan Investments, LLC v. [read post]
