Search for: "Alan Rosca"
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7 Nov 2018, 7:46 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Vladimiro Panichi’s alleged unsuitability. [read post]
17 Jan 2019, 12:04 pm
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Michael Thaler’s alleged breach of fiduciary duty, negligence, negligent supervision, and breach of contract. [read post]
12 Dec 2018, 5:31 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Chris Kubiak’s alleged customer conversion. [read post]
5 Nov 2018, 6:10 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Eric Lindquist’s alleged unsuitable recommendation. [read post]
28 Dec 2018, 9:31 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Christopher Hellman’s alleged selling away and failure to fully disclose participation in outside business activities. [read post]
28 Jul 2019, 12:20 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Richard Todd Tuloch’s alleged unsuitable recommendations. [read post]
30 Jan 2019, 2:48 pm
Attorney of the District of Massachusetts under review by investor rights attorney Alan Rosca. [read post]
19 Feb 2019, 2:02 pm
Securities attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Mark Lamendola’s alleged misrepresentations regarding an annuity. [read post]
11 Dec 2018, 5:21 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Judith Bufis’s alleged potential private securities transactions. [read post]
20 Dec 2018, 7:15 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Taylor, Padgett, & Farmer’s alleged failure to timely and accurately disclose outside business activity. [read post]
31 Dec 2018, 6:09 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Adam Lopez’s alleged fraud. [read post]
12 Nov 2018, 6:08 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to David Kluth’s alleged wire fraud. [read post]
4 Dec 2018, 10:57 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Michael Dellaporta’s alleged acts of unsuitability, over-concentration, and unauthorized trading. [read post]
15 May 2019, 11:23 am
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Stephen Tadlock’s alleged unsuitable recommendations. [read post]
11 Jan 2019, 11:35 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Jeffrey Wendel’s alleged participation in the alleged Woodbridge Ponzi scheme. [read post]
20 Jul 2019, 11:50 am
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Gary A. [read post]
3 Dec 2018, 6:45 pm
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Mark Tudor’s alleged introduction of investments away from his member firm without approval. [read post]
18 Apr 2019, 1:30 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to William Ornstein’s acts of negligence, and breach of fiduciary duty. [read post]
23 Apr 2019, 2:13 am
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Sam Aziz’s alleged excessive trading and unsuitable recommendations. [read post]
27 Nov 2018, 10:11 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to William Dumchus’s alleged acts of unsuitability. [read post]
