Search for: "American Investment Exchange, LLC"
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29 Jul 2022, 8:20 am
” According to Toomey, a “regulation-by-enforcement” approach by the SEC has contributed to financial losses for American consumers.Pointing to the recent failure of several companies providing cryptocurrency lending services, including the collapse of Celsius LLC, Toomey said “things could have been different” if the SEC had provided regulatory clarity. [read post]
8 Mar 2022, 8:18 am
FINRA is separate from the Securities and Exchange Commission, or SEC. [read post]
14 Dec 2022, 5:12 am
The SEC also alleged that Bankman-Fried violated Exchange Act Section 10(b) and Rule 10b-5. [read post]
3 Jun 2009, 3:01 pm
" Ropp is the head of the enforcement section for the North American Securities Administrators Association (NASAA). [read post]
4 Oct 2011, 8:48 pm
The Third Arbitration Trilogy: Stolt-Nielsen, Rent-A-Center, Concepcion and the Future of American Arbitration American Review of International Arbitration, 2012Thomas Stipanowich Pepperdine University School of Law Abstract: For the third time in the modern era, a triad of key Supreme Court decisions represents a milestone in American arbitration. [read post]
3 May 2021, 8:00 am
” However, even if a company is U.S. owned, its data can still be used to compromise American national security. [read post]
4 Apr 2018, 11:28 am
SEC Comments on NASAA’s Release Reminding Investors of Risks in Cryptocurrency Investment: The SEC commended the January 4, 2018 release from the North American Securities Administrators Association stressing concerns relating to cryptocurrencies and ICOs. [read post]
10 Nov 2011, 1:40 pm
The North American Securities Administrators Association, LLC (“NASAA”) president Jack Herstein was initially concerned stating that, “[i]f I'm a crook, I'd be licking my chops over [the Entrepreneur Act]. [read post]
23 Feb 2016, 7:36 am
The leaders of the Securities and Exchange Commission (“SEC” or “Commission”) addressed the public on February 19-20 at the annual SEC Speaks conference in Washington, D.C. [read post]
23 Jul 2018, 1:02 pm
Homero Joshua Garza, GAW Miners, LLC, et al., Civil Action No. 3:15-cv-01760 (D. [read post]
9 Jan 2018, 7:08 am
Specifically, last summer it granted LedgerX LLC’s application to register as a swap exchange facility and a derivatives clearing organization to trade and clear options on bitcoin, among other things. [read post]
12 Sep 2021, 4:54 pm
Securities and Exchange Commission is conducting an investigation requiring selected companies to articulate their basis for ESG disclosures. [read post]
10 Apr 2012, 1:13 am
According the firm’s press release, BlackRobe aims to invest in lawsuits in exchange for a share of the recovery. [read post]
10 Apr 2012, 1:13 am
According the firm’s press release, BlackRobe aims to invest in lawsuits in exchange for a share of the recovery. [read post]
13 Jul 2012, 10:46 pm
American Master Lease LLC, ruling a method of creating a tax-deferred retail estate investment was unpatentable. [read post]
15 Jul 2017, 6:16 am
Steve’s post provides good background on risk assessment: I have been doing a lot of consulting lately for investment professionals concerned about the issues recently raised by Muddy Waters LLC about Sino-Forest and other Chinese companies listed on North American stock exchanges through reverse mergers. [read post]
24 Oct 2023, 9:01 pm
But it is clear that we cannot reverse those trends and enhance Americans’ trust in our financial institutions through our efforts alone. [read post]
9 Feb 2023, 9:05 pm
Securities and Exchange Commission (SEC) proposed a rule that would prohibit the agency’s employees from investing in funds that concentrate investments “in entities directly regulated” by the SEC. [read post]
14 Jul 2010, 8:37 am
Securities and Exchange Commission, was quoted as saying. [read post]
1 Jul 2010, 7:45 am
Angus King, one of the Highland Wind LLC business partners, said the project carries an environmental impact but that it's more benign than oil, gas, coal or nuclear power. [read post]
