Search for: "American Investment Exchange, LLC"
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26 Jan 2016, 11:26 am
In a press release, the Securities and Exchange Commission (SEC) charged Luca International Group LLC and its CEO with running a $68 million Ponzi-like scheme and affinity fraud. [read post]
22 Jan 2016, 5:00 am
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
18 Jan 2016, 2:05 pm
In the United States, MLP investments are limited partnerships that are publicly traded on an exchange, much like shares in a corporation, qualifying under Section 7704 of the Internal Revenue Code. [read post]
16 Jan 2016, 9:31 am
The Securities and Exchange Commission (SEC) announced fraud charges against a Stamford, Connecticut based investment advisory firm Atlantic Asset Management LLC (AAM) and accused the firm of investing clients in certain Native American tribal corporation bonds with a hidden financial benefit to a broker-dealer affiliated with the firm. [read post]
15 Jan 2016, 1:17 pm
Alerian launched the first MLP exchange traded fund, the Alerian MLP ETF, on August 25, 2010. [read post]
13 Jan 2016, 5:05 pm
In the following guest post from John Reed Stark, President, John Reed Stark Consulting LLC, and David R. [read post]
7 Jan 2016, 2:09 pm
Late last year, investors who claimed the $8.5 million frozen by the Securities and Exchange Commission (SEC) was rightfully theirs were denied access to the money by a federal judge. [read post]
23 Dec 2015, 1:02 pm
On December 15, 2015, the Securities and Exchange Commission (“SEC”) filed a Complaint and Jury Demand (the “Complaint”), alleging fraud charges against Atlantic Asset Management LLC (“AAM”), an investment advisory firm in Stamford, Connecticut, which is believed to have invested more than $43 million of its clients’ funds into bonds with secret financial connections to BFG Socially Responsible Investments Ltd. [read post]
16 Dec 2015, 8:20 pm
First American Title Insurance Company et al., The plaintiffs had sold an investment property and needed to complete a 1031 exchange to defer capital gains. [read post]
8 Dec 2015, 2:22 pm
., the nation’s second largest nursing home pharmacy, agreed to pay the United States $9.25 million to resolve allegations that it solicited and received kickbacks from pharmaceutical manufacturer Abbott Laboratories in exchange for promoting the drug Depakote for nursing home patients. [read post]
4 Dec 2015, 5:27 am
(BPZRQ), ERG Intermediate Holdings LLC, American Eagle Energy Corp. [read post]
24 Sep 2015, 3:03 pm
Esposito Securities, LLC, No. 05-14-01223-CV (Tex. [read post]
24 Sep 2015, 8:43 am
LPL Financial LLC has agreed to pay two more settlements, and these are big ones. [read post]
14 Sep 2015, 4:32 pm
Daniel Tyukody Almost every securities class action lawsuit that is not dismissed eventually settles; very few of the cases actually go to trial. [read post]
31 Aug 2015, 7:04 am
., University of the Pacific, McGeorge School of Law (McGeorge Law Review)Oxford University, Summer 2010 Legal Exchange ProgramB.A., Legal Studies, University of California, Santa CruzAdmitted to practice in California Recent professional experience includes: Adjunct Professor, University of the Pacific, McGeorge School of Law; Associate, Desmond, Nolan Livaich & CunninghamMARK OPANASIUK, (KIEV, UKRAINE)FULBRIGHT FOREIGN STUDENT PROGRAM SCHOLARSHIP RECIPIENTPh.D., Research Institute of… [read post]
6 Aug 2015, 6:21 pm
John Reed Stark is President of John Reed Stark Consulting LLC, a data breach response and digital compliance firm. [read post]
28 Jul 2015, 1:34 pm
The case is Mach Mining, LLC v. [read post]
12 Jul 2015, 7:08 pm
Fujigami and Wisteria must disgorge allegedly ill-gotten gains of more than $1.1 million and Fujigami agreed to be barred from the securities industry and from participating in any penny stock offering.The SEC's complaint charges Yang, Lei, Luca International, Luca Resources Group, LLC, and Luca Energy Fund, LLC with violating Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act)… [read post]
8 Jun 2015, 10:07 am
By Richard Baker, President of New England Intellectual Property, LLC The American Invents Act, passed into law in 2011, is one of the biggest changes to US patent laws in the past fifty years. [read post]
Why Are Investors Seeking Litigation Funding Opportunities? Because Litigation Funding is Profitable
20 Mar 2015, 4:22 am
In the U.S. by contrast, we follow the American rule, under which each party bears its own cost. [read post]
