Search for: "American Marketing and Capital, Inc."
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24 Jan 2020, 10:34 am
Tower Research Capital also entered a deferred prosecution agreement with DOJ in connection with its market manipulation. [read post]
6 Jan 2020, 12:00 pm
HEXO Public Offering HEXO held its initial public offering in January, 2019, with CIBC Capital Markets and BMO Capital Markets as the lead underwriters and Oppenheimer & Co. [read post]
6 Jan 2020, 11:24 am
Aurora Cannabis is the second-largest marijuana company measured by market capitalization after Canopy Growth Corporation. [read post]
6 Jan 2020, 8:24 am
Genex Services, Inc., was a wholly-owned subsidiary of Unum Corporation before being acquired by venture capital interests in 2007. [read post]
3 Jan 2020, 8:08 am
His previous employers include Capital Investment Group, Inc. [read post]
20 Dec 2019, 6:10 am
Agency Costs, Corporate Governance and the American Labor Union Posted by Jonathan R. [read post]
13 Dec 2019, 6:00 am
Elections Posted by Michael Sozan, Center for American Progress, on Friday, December 6, 2019 Tags: Accountability, Citizens United v. [read post]
10 Dec 2019, 1:39 pm
This week, GEDmatch, a genetic genealogy company that gained notoriety for giving law enforcement access to its customers’ DNA data, quietly informed its users it is now operated by Verogen, Inc., a company expressly formed two years ago to market “next-generation [DNA] sequencing” technology to crime labs. [read post]
4 Dec 2019, 3:39 pm
Continue reading The post New York City REIT Inc. [read post]
26 Nov 2019, 6:50 am
According to FINRA Disciplinary actions for October 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles Suntrust Investment Services, Inc JP Morgan Securities Bingham, Daniel Essex Securities Investors Capital Corp … [read post]
13 Nov 2019, 6:24 am
Jones also believes it a "strange" assumption that there is an inherent conflict between the objectives of investor protection and capital formation, when comprehensive disclosure is the hallmark of efficient capital markets and transparent security markets have served as the engine of the U.S. economy and are the envy of the world. [read post]
7 Nov 2019, 12:00 pm
He comes to capitalism as an emergent conservative in the 1970s. [read post]
1 Nov 2019, 7:14 am
This will include stepping up CCP supervision, and building out the Division of Clearing and Risk, increasing international cooperation, and improving regulations around margin and capital requirements;Regulating derivative markets to promote the interest of all Americans. [read post]
1 Nov 2019, 6:00 am
Stein, Latham & Watkins LLP, on Thursday, October 31, 2019 Tags: Boards of Directors, Capital structure, Disclosure, IPO Spinning, IPOs, Management, Mergers & acquisitions, Registration statements, Securities Act, Spinoffs, Taxation Mechanisms of Market Efficiency Posted by Kathryn Judge (Columbia Law School), on Thursday, October 31, 2019 Tags: Banks, CDOs, Financial… [read post]
31 Oct 2019, 8:06 am
By Jay Fishman, J.D.The North American Securities Administrators Association, Inc. [read post]
27 Oct 2019, 11:00 am
Duterte has capitalized on this informational shift to promulgate his message. [read post]
25 Oct 2019, 6:15 am
Generally, according to a report by PwC, Canada has a “healthy market for [mining-related] financing. [read post]
22 Oct 2019, 12:22 pm
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Sandra Acree Fidelity Brokerage Services Andrew Baker Suntrust Investment Services Wells Fargo Advisors William Cannon Lifemark Securities Corp… [read post]
15 Oct 2019, 1:11 am
First, access sis restricted by increasing the cost of capital (building high risk into pricing). [read post]
2 Oct 2019, 10:21 am
NantKwest, Inc. [read post]
