Search for: "Anne Sherry"
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12 Sep 2022, 8:44 am
By Anne Sherry, J.D.After warning the Starbucks board that its diversity, equity and inclusion (DEI) policies were discriminatory, the American Civil Rights Project is suing Starbucks officers and directors on behalf of a shareholder. [read post]
17 Oct 2022, 7:09 am
By Anne Sherry, J.D.A Singapore-based company and its CEO are asking the U.S. [read post]
12 Mar 2019, 6:33 am
By Anne Sherry, J.D. [read post]
1 Apr 2022, 6:50 am
By Anne Sherry, J.D.The Massachusetts Secretary of the Commonwealth lacked authority to lay out a fiduciary duty for broker-dealers that conflicted with the established common law, states a decision of the Massachusetts Superior Court. [read post]
23 Jan 2024, 9:06 am
By Anne Sherry, J.D.Unusually, a company is asking a Texas district court for a declaratory judgment allowing it to exclude a shareholder proposal, rather than proceeding through the SEC’s no-action process. [read post]
22 May 2018, 8:11 am
By Anne Sherry, J.D. [read post]
27 Aug 2021, 9:48 am
By Anne Sherry, J.D.After multiple trips back and forth between the district court, appeals court, and Supreme Court, the Second Circuit once again determined that a fraud class action against Goldman Sachs under the inflation-maintenance theory should return to the district court. [read post]
21 Apr 2021, 6:06 am
By Anne Sherry, J.D.CFTC Commissioner Dawn Stump, in virtual remarks at Texas A&M’s Bitcoin Conference, spoke about the need for clarity about the CFTC’s role in regulating bitcoin-based derivatives and enforcing the underlying cash markets. [read post]
14 Sep 2016, 3:56 am
By Anne Sherry, J.D.Regulatory reform, a uniform fiduciary standard, and creation of a presidential oversight commission are some of the items on the Chamber of Commerce’s wish list for the next administration. [read post]
5 Dec 2023, 6:08 am
By Anne Sherry, J.D.Stockholders who voted against a charter amendment breached a stockholders agreement that bound them to follow the board’s recommendation. [read post]
22 Jul 2016, 10:25 am
By Anne Sherry, J.D.A governance-based endorsement deal between Derek Jeter and sports-underwear maker RevolutionWear soured, prompting the Delaware Court of Chancery to warn about "the mixing of roles in a corporate-governance setting. [read post]
15 Jul 2020, 6:38 am
By Anne Sherry, J.D.Appraisal petitioners took the wrong lesson from the Delaware Supreme Court’s recent trilogy of appraisal cases, the court suggested in affirming a chancery court opinion that appraised Jarden Corporation at well below the deal price. [read post]
9 Nov 2021, 6:20 am
By Anne Sherry, J.D.In a forcefully stated keynote address to the SEC Regulation Outside the United States conference in London, Enforcement Director Gurbir Grewal insisted that the SEC does not “regulate by enforcement” when it applies longstanding regulations to new and emerging technologies and products. [read post]
25 Apr 2019, 10:16 am
By Anne Sherry, J.D. [read post]
17 Jun 2015, 5:54 am
By Anne Sherry, J.D.The Second Circuit affirmed a district court’s dismissal of a shareholder’s complaint for wrongful dismissal of his demand that JPMorgan’s board investigate the London Whale debacle. [read post]
18 Feb 2022, 5:21 pm
By Anne Sherry, J.D.A lawsuit alleging that an underwriter participated in a scheme to subvert Nasdaq’s listing requirements failed to allege scienter. [read post]
10 Jan 2022, 6:33 am
By Anne Sherry, J.D.The SEC may move forward on several claims involving Morningstar’s disclosure of, and internal controls concerning, its methodologies for determining credit ratings for commercial mortgage-backed securities (CMBS). [read post]
12 Oct 2018, 8:05 am
By Anne Sherry, J.D.With LIBOR’s end date in sight, panelists gathered at the Bipartisan Policy Center to discuss topics relating to a transition to the alternative benchmark rate SOFR. [read post]
3 Jun 2022, 8:46 am
By Anne Sherry, J.D.A securities-fraud plaintiff seeking class certification should be required to present a model of class-wide damages, not just promise that one is possible, the U.S. [read post]
30 Oct 2023, 7:31 am
By Anne Sherry, J.D.The leader of a challenge to Nasdaq’s board-diversity rule is asking the full Fifth Circuit to rehear the case. [read post]
