Search for: "April Williams"
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10 Aug 2023, 9:37 am
Williams v. [read post]
7 Aug 2023, 12:43 pm
Violations of FINRA Rule 3240: On April 6, 2023 the Financial Industry Regulatory Authority (FINRA), the self-regulator who oversees brokers and brokerage firms, reportedly barred William Winchester III. [read post]
4 Aug 2023, 4:00 am
Scott spent about $6.6 million from April through June but most of it cannot be traced to an actual vendor. [read post]
2 Aug 2023, 9:00 am
Law Review, vol. 98, Online Feature (April 2023) [full-text]At the Breaking Point: Rethinking the U.S. [read post]
1 Aug 2023, 9:00 pm
The civil case was settled Friday with a Consent Decree announced by Damian Williams, U.S. [read post]
1 Aug 2023, 5:07 pm
As an update, on April 19, 2023, BSA filed a notice with the bankruptcy court announcing that the Plan went effective. [read post]
1 Aug 2023, 9:56 am
District Judge William Shubb in Sacramento rejected the effort by the National Collegiate Athletic Association to dismiss the two related cases. [read post]
28 Jul 2023, 11:29 am
It is further alleged that the financial advisor that was involved with the accounts at issue is William Worthen King (Bill King). [read post]
25 Jul 2023, 8:39 am
The highly politicized nature of climate change science has made it challenging for teachers to address the topic in schools today, Steven Moody, Director of Science for the Fulton County Public Schools in Atlanta, Georgia told me in an interview last April. [read post]
24 Jul 2023, 4:14 am
And it is a breach of those fiduciary duties where the majority exercises even legitimate rights, “if the sole purpose is reduction of the number of profit-sharers, or ultimately ‘to increase the individual wealth of the remaining shareholders’” (Alpert v 28 Williams St. [read post]
20 Jul 2023, 10:44 am
On April 17, 2023, the SEC charged Bittrex, Inc., Bittrex Global GmbH, and William Hiroaki Shihara, co-founder and former chief executive officer (collectively, “Bittrex”) for the failure to register as an exchange, a broker-dealer, and a clearing agency, pursuant to the Exchange Act. [read post]
19 Jul 2023, 9:05 pm
On April 21, 2021, the European Commission adopted the Corporate Sustainability Reporting Directive, which substantially expands the climate information that must be reported by covered companies. [read post]
19 Jul 2023, 7:51 am
Examples of Broker Malpractice On April 6, 2023 William Winchester III was barred from the Financial Regulatory Authority for reportedly borrowing more than $850,000 from three of his customers without notifying his member firm or obtaining the firm’s approval, according to the AWC. [read post]
18 Jul 2023, 6:00 am
MILLER WILLIAM G. [read post]
18 Jul 2023, 6:00 am
MILLER WILLIAM G. [read post]
17 Jul 2023, 2:30 am
” The PUMP Act took effect April 28, 2023, and requires employers to provide employees with reasonable break time to express milk and a private place to do so. [read post]
17 Jul 2023, 2:00 am
If you didn’t have a chance to catch them, you can view most of them online on HLS’s YouTube channel: “Capital Punishment: Where We Stand” featured a conversation and exhibit viewing with HLS professor Carol Steiker (October 12, 2022; not recorded)“Death Penalty Defense Work” featured a zoom conversation among HLS alumni Mike Admirand, William Ahee, Megan Barnes, Julianne Hill, Nora McDonnell, and Jules Welsh, moderated by HLS professor Carol Steiker… [read post]
15 Jul 2023, 10:26 am
Negrão is EUIPO Boards of Appeal president, holding this position since April 2021. [read post]
13 Jul 2023, 12:06 pm
In this annual roundup, we offer highlights of the commentary and insight that Stanford Law School faculty members provided on key SCOTUS decisions during this year’s term (beginning October 2022). [read post]
11 Jul 2023, 9:14 am
Bittrex also argues that the SEC’s separate claim for control-person liability against Bittrex co-founder and former CEO William Hiraoki Shihara should be dismissed because that claim is entirely derivative of the claims against Bittrex, all of which fail.Bittrex Global arguments. [read post]
