Search for: "Associated Asset Management LLC" Results 241 - 260 of 1,226
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1 Oct 2021, 8:52 am by Rob Robinson
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal 3-Jun-19Onna (Investee)Series A Funding (Dawn… [read post]
28 Sep 2021, 8:00 am by Savage Villoch Law, PLLC
In an order issued on September 24th, 2021, the Securities and Exchange Commission (“SEC”) settled with Thomas Powell, Stefan Toth, and two entities they owned, Homebound Resources LLC (“Homebound”) and Resolute Capital Partners LTD LLC (“RCP”) on several charges of investment and securities fraud relating to oil and gas securities offerings. [1] The SEC’s order concerns a period of time from 2016 through 2019, during which the SEC alleged… [read post]
20 Sep 2021, 12:35 pm by zamansky
While the Chinese government has bailed out private entities such as Huarong Asset Management in the past, the comparison to Evergrande “is not . . . apples-to-apples,” and at this point, there is no indication that the government will come to Evergrande’s (and its investors’) rescue. [read post]
13 Sep 2021, 2:00 pm by IncNow
An LLC is very flexible and can add or waive certain requirements that people associate with corporations. [read post]
13 Sep 2021, 6:33 am by Staff Attorney
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Advisor Michael Lackwood (Lackwood), currently employed by Spring Delta Asset Management, LLC (Spring Delta) has been subject to at least one customer complaint and one employment termination for cause during the course of his career. [read post]
12 Sep 2021, 4:54 am by Cari Rincker
A trust is an agreement that allows one party, known as a trustee, to hold, manage, and direct assets or property on behalf of another party, called the beneficiary. [read post]
9 Sep 2021, 9:33 am by Paul Rosenzweig
At the end of the transition, a private nongovernmental organization—the Internet Corporation for Assigned Names and Numbers (ICANN)—assumed full responsibility for managing the DNS. [read post]
6 Sep 2021, 5:27 am by Vercammen Law
 Olear, Esq.Strasser & Associates, PC7 East Ridgewood AvenueParamus, NJ 07652Counsel for Plaintiff, William I. [read post]
30 Aug 2021, 4:04 am by Peter Mahler
The court agreed with plaintiff that as a non-managing member of the manager-managed LLC, he owed no such duty. [read post]
24 Aug 2021, 12:14 pm by Silver Law Group
Wood is the president and majority owner of Southport, which is registered with the SEC as Livingston Group Asset Management Company, Inc. [read post]
17 Aug 2021, 7:00 am by Silver Law Group
Scott Silver, Silver Law Group’s managing partner, recently gave a presentation on Ponzi schemes to the American Association of Justice and how investors may be able to recover their losses from responsible third parties. [read post]
9 Aug 2021, 11:16 am by Christopher Coleman
Iron Mountain Information Management, LLC—Costs, B-418797.4, arose from a Department of Veteran’s Affairs (VA) request for quotations (RFQ) No. 36C10E20Q0090, for records management services issued on April 24, 2020. [read post]
4 Aug 2021, 12:49 pm by Joanna Herzik
Update 8/7/2020: We received notice from the Dallas Bar Association of another scam targeting Texas attorneys. [read post]
30 Jul 2021, 9:43 am by Jacob Tingen
Additionally LLCs usually adopt one of two main management formats: member-managed or manager-managed. [read post]
30 Jul 2021, 7:10 am by Overhauser Law Offices, LLC
” Social claims Netsoft Holdings, LLC (“Netsoft”), the Defendant, has infringed on at least Claim 1 of the ‘365 Patent by making, using, selling, and/or offering for sale associated hardware and software for asset locating (the “Product”). [read post]
27 Jul 2021, 9:38 am by The White Law Group
The combined company will be externally managed by BSP, a leading credit-focused alternative asset manager and a wholly-owned subsidiary of Franklin Templeton. [read post]
27 Jul 2021, 6:17 am by Bryan Gort
TIAA incentivized its representatives to prioritize rollover of assets into its managed account programs by a compensation plan that paid representatives additional compensation for rollovers into managed account programs. [read post]