Search for: "Associated Terminals, LLC"
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29 Jan 2010, 1:04 am
In addition, the Government National Mortgage Association (Ginnie Mae) is defaulting and terminating TopDot as an issuer in its Mortgage-Backed Securities (MBS) program and is ending the Company's …Read More... [read post]
11 Mar 2010, 4:57 pm
He alleged he was ultimately terminated because of the concerns he expressed to his employer and government authorities. [read post]
8 Feb 2011, 11:39 am
Melman and Ymar then incorporated Gotham Artists LLC (“Gotham”) to perform services that compete with GTN (Melman, Ymar and Gotham are referred to herein collectively as “Defendants”). [read post]
11 Sep 2021, 8:16 am
Most folks associate beer with pleasure. [read post]
1 Dec 2023, 7:39 am
On 5/20/2022, Vining-Sparks filed a Uniform Termination Notice for Securities Industry Registration (Form US) disclosing that Rodgers voluntarily terminated his association with the firm. [read post]
7 Feb 2012, 2:15 pm
Including this right in the LLC operating agreement can be important for minimizing risks or problems associated with transfer of control in an LLC. [read post]
15 Nov 2013, 3:32 pm
If a rep believes the reason for termination that was reported on his or her U-5 was false, that rep may consider seeking expungement, or even damages associated with the U-5 filing. [read post]
7 Feb 2014, 3:45 pm
Comcast IP Holdings I, LLC et al., C.A. [read post]
3 May 2024, 11:49 am
Morgan Securities LLC (CRD#:79) of Brewster, NY, and Wells Fargo Advisors, LLC (CRD#:19616) of Chappaqua, NY. [read post]
24 Aug 2020, 12:52 pm
., Halletsville, TX According to public records, the Financial Industry Regulatory Authority (FINRA) on March 26, 2020 has barred Kenneth Butschek from associating with any FINRA member at any time after he reportedly failed to request termination of his suspension within three months of the date of the Notice of Suspension. [read post]
17 May 2017, 6:42 am
Our firm is investigating claims made by various regulators and brokerage firms including the State of Washington against broker Douglas Donnelly (Donnelly), formerly associated with brokerage firms Wells Fargo Advisors, LLC (Wells Fargo), Northwest Asset Management (Northwest), and Dinosaur Financial Group, L.L.C. [read post]
4 Oct 2011, 1:44 pm
., Associate at Verdin Law Firm, LLC Recently there has been a lot of talk in the immigration world about “prosecutorial discretion. [read post]
24 Dec 2018, 11:35 am
Kozak’s public disclosures list several OBAs including Kozak & Associates – his securities d/b/a, K&A Charities – a charitable arm of Kozak & Associates, IGC, LLC – a manufacturing company that he owns, and Dominican Home Health agency – where Kozak serves as a board member. [read post]
25 Jan 2017, 6:08 am
From January 2005 through April 2010, Egan was registered with AFA Financial Group, LLC. [read post]
2 Mar 2016, 2:56 pm
After a two-week trial, on February 24, a jury found Laurance Freed, president of Joseph Freed and Associates LLC (JFA), guilty of bank fraud, mail fraud, and false statements to a financial institution. [read post]
17 Nov 2013, 8:28 am
On March 28, 2013, Blake’s registration with Ameritas was terminated by means of a Form U5 stating the reason for termination as “other” and explaining that Blake had retired from the Ameritas. [read post]
9 Jul 2012, 6:36 am
ProTherapy Associates, LLC contracted with nine nursing homes to provide and train licensed physical and occupational therapy and speech/language pathology personnel. [read post]
18 Mar 2019, 6:46 am
From January 2008 until November 2011 Mathis was registered with Wells Fargo Advisors, LLC. [read post]
8 Aug 2018, 12:10 pm
If Flynn fails to request termination of the suspension within three months of the date of the Notice of Suspension, according to FINRA, he will automatically be barred on September 4, 2018, from association with any FINRA member in any capacity. [read post]
20 Jun 2011, 5:54 am
Tomassi Law Associates, LLC is a Rhode Island based law practice with offices in Wakefield, Warwick and North Providence, RI. [read post]
