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” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating  Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]
24 Aug 2022, 5:01 am by Jim Dempsey
” The language has a storied past, dating back to the 1974 Privacy Act, which requires federal agencies to “establish appropriate administrative, technical, and physical safeguards to insure the security and confidentiality of records [containing information about individuals] and to protect against any anticipated threats or hazards to their security or integrity. [read post]
Brian Anders Since 2019, he has served as the Director of Human Resources at WorkSmart Systems, Inc., an HR management solution for small- and medium-sized businesses. [read post]
1 Aug 2022, 9:01 pm by Jeff Lubitz
RCB Fund Services was appointed to manage the claims filing process. [read post]
26 Jul 2022, 7:46 am by Catherine Reach
Recent ethics opinions promulgated by bar associations and disciplinary agencies regarding email encryption, cloud computing, records management and related subjects provide guidance on how a law firm should go about securing a client’s confidential information. [read post]
19 Jul 2022, 2:59 pm by Kevin LaCroix
The authors of this guest post are: Doug Greene, BakerHostetler, Leader, Securities and Governance Litigation Team; Genevieve York-Erwin, BakerHostetler, Partner; Mike Tomasulo, Baldwin Risk Partners, Managing Partner, Management Liability National Practice Leader: Emily Baxter,  BakerHostetler, Associate; and Alex Karambelas, BakerHostetler, Associate. [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
 The ISS SCAS authors are Jeffrey Lubitz, Managing Director, and Elisa Mendoza, Esq., Associate Director. [read post]
30 Jun 2022, 4:02 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
2 Jun 2022, 7:30 pm by The White Law Group
An L bond is an unrated life insurance bond that is used to finance the purchase and premium payments of life insurance settlement contracts purchased in the secondary market. [read post]
25 May 2022, 9:01 pm by Richard Zelichov and Trevor T. Garmey
  Management is also required to identify and disclose known trends or uncertainties likely to have a material impact on sales, revenues, or income. [read post]
20 May 2022, 6:29 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
19 May 2022, 6:03 am by Kevin Kaufman
Sources: Management Science Associates Inc., state revenue departments, author calculations. [read post]
12 May 2022, 6:59 am by Robert Liles
Depending on the individual’s specific conduct, prosecutors have charged the defendants in this case with a variety of violations, ranging from conspiracy to commit insurance fraud to money laundering and identity theft. [read post]
9 May 2022, 8:51 am by William C. MacLeod
Harry Covington (D-Md)—the floor manager of the bill that became the FTC Act—assured his colleagues that Congress was not granting the FTC the power for legislative rulemaking. [read post]