Search for: "BROWN FINANCIAL LLC"
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23 Nov 2014, 11:58 am
According to InvestmentNews, LPL Financial, LLC (LPL Financial) was recently fined by Massachusetts securities regulators fined for sales practices concerning variable annuities and agreed to reimburse senior citizens $541,000 for surrender charges they paid when they switched variable annuities. [read post]
7 Oct 2014, 7:31 am
LPL Financial, LLC (LPL) is one of the largest independent brokerage firms in the United States employing approximately 13,840 registered reps and advisers. [read post]
27 Aug 2014, 5:21 pm
., Des Moines; Legislative Director and Staff Attorney, American Civil Liberties Union of Iowa; Associate Attorney/Financial & Office Manager, Dickey & Campbell, PLCAdmitted to practice law in IowaTrevor Findley (Aumsville, Oregon) J.D., Cum Laude, Willamette University College of LawCertificates in Business Law, International and Comparative LawNote and Comment Editor, WILLAMETTE LAW REVIEWSenior Writer, WILLIAMETTE LAW ONLINEGraduate Certificate in Homeland Security/Defense,… [read post]
21 Jul 2014, 1:28 pm
Hernandez, The Wealth Management Partners, LLC, Wealth Financial, Limited Liability Company, DFHR Investments, Inc., and HD Mile High Marketing, Inc.Administrative Proceeding File No. [read post]
25 Jun 2014, 2:19 am
KELLOGG BROWN & ROOT SERVICES, INC., Appellee/Cross-Appellant. 1st District.The Law Lady. [read post]
17 Jun 2014, 5:54 pm
Supreme Court Decisions – Financial risk analyst Susan Mangiero of Fiduciary Leadership, LLC in her blog, Pension Risk Matters For more of the best, check out LXBN, a complete review of the top insight and commentary across the LexBlog Network. [read post]
8 May 2014, 12:44 pm
., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. [read post]
1 May 2014, 6:40 am
There are legitimate defenses to promissory note claims and financial advisors should research their rights before simply agreeing to settle such claims. [read post]
30 Mar 2014, 9:01 pm
Petitti, of Fersch Petitti LLC, of Manhattan represented the father. [read post]
20 Mar 2014, 9:54 am
Hairfield IRA Centaurus Financial, Inc. [read post]
22 Dec 2013, 3:51 pm
Brown at the United States courthouse in Central Islip, New York. [read post]
3 Dec 2013, 6:50 am
Thereafter, Brown became associated with Brewer Financial Services, LLC until November 2010. [read post]
22 Nov 2013, 12:41 pm
Scott Herckis (“Herckis”) had brought to the attention of the SEC certain fraudulent activities at the Heppelwhite Fund LP, where he acted as fund administrator through his financial and accounting services firm, SJH Financial, LLC. [read post]
19 Nov 2013, 12:16 pm
Brown v. [read post]
17 Oct 2013, 10:03 am
After receiving the investment advice, McLendon purchased notes using VSR Financial Services (“VSR”) as a broker. [read post]
12 Aug 2013, 3:31 am
The Disputed Capital Contributions In March 2011, without informing the Browns, the Groves formed a Maryland LLC called Heart-N-Hand Home Care, LLC based in Maryland about 10 miles from Heartfelt’s offices. [read post]
23 Jul 2013, 7:17 pm
Lorraine Brown is a 56 year old woman from Alpharetta, Georgia, who founded DocX LLC in the 1990s, a company that prepared mortgage-related documents and then filed them with the appropriate real estate records for a fee. [read post]
26 Jun 2013, 6:57 am
Brown was an executive at LPS and the chief executive of DocX LLC, which was a wholly-owned subsidiary of LPS, until it was closed down in early 2010. [read post]
7 Jun 2013, 12:21 pm
Mercedes-Benz Financial Services USA LLC, 145 Cal.Rptr.3d 296 (2012) (rev. granted, briefing held pending Iskanian); Franco v. [read post]
1 May 2013, 9:56 am
Brown, Partner, Ropes & Gray LLPReuben B. [read post]
