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7 Oct 2022, 6:30 am
Ellerman, Ira Kay, and Mike Kesner, Pay Governance LLC, on Tuesday, October 4, 2022 Tags: Dodd-Frank Act, SEC, SEC rulemaking, TSR Potential Litigation Risks Associated with the SEC’s Proposed Climate-Disclosure Rule Posted by Nicolas Grabar, Jared Gerber, Charity E. [read post]
5 Oct 2022, 1:13 pm
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
5 Oct 2022, 8:34 am
Contact us today at (800) 975-4345 for a no-cost consultation. [read post]
27 Sep 2022, 11:48 am
Her last known employer was LPL Financial LLC (CRD#:6413) of West Palm Beach, FL. [read post]
26 Sep 2022, 7:59 pm
The Equal Employment Opportunity Commission (“EEOC”) is suing pharmaceutical giant Lilly USA, LLC, for nationwide age discrimination by intentionally not hiring older workers for pharmaceutical sales representative positions based on their age from April 2017 to 2021. [read post]
22 Sep 2022, 8:06 am
The rule gives requirements for a firm to have reasonably designed written supervisory procedures (WSPs) to supervise the activities of its associated persons and the types of businesses in which it engages. [read post]
22 Sep 2022, 3:25 am
Princess Martha, LLC, Case No. 8:22-cv-02182) filed in the U.S. [read post]
21 Sep 2022, 6:26 pm
The new settlements require the four companies — CarMax, Axis Analytics LLC (aka Axis Group), Capital One Bank and Walmart — to pay a total of $331,520 in civil penalties, depending on the number of discriminatory advertisements they posted. [read post]
16 Sep 2022, 10:39 am
For a free consultation with a securities attorney, please call 888-637-5510. [read post]
14 Sep 2022, 5:26 am
The trouble with Business Development Companies (BDCs) such as FS Global Credit Opportunities Fund, is that they are complex and inherently risky products. [read post]
13 Sep 2022, 9:21 am
In 2017, while allegedly associated with NYLife, Bailey purportedly participated in a private securities transaction by soliciting and facilitating a firm client’s $588,000 investment in an LLC membership interest in Golden Empire Seafood, LLC in exchange for compensation from Golden Harvest Alaska Seafood, LLC, without requesting or receiving permission from his member firm. [read post]
12 Sep 2022, 12:23 pm
For a free consultation with an attorney, please call (888) 637-5510. [read post]
12 Sep 2022, 7:23 am
For a free consultation with an attorney, please call (888) 637-5510. [read post]
10 Sep 2022, 10:41 pm
The lawsuit was filed by the Restoration Association of Florida and Air Quality Assessors, LLC in May and heard by Leon County Circuit Judge J. [read post]
9 Sep 2022, 12:36 pm
For a free consultation with an attorney, please call (888) 637-5510. [read post]
9 Sep 2022, 8:12 am
For a free consultation with a securities attorney, please call 888-637-5510. [read post]
4 Sep 2022, 2:53 pm
For example, entities should retain only information that supports a business objective or is needed to meet a legal requirement. [read post]
2 Sep 2022, 6:54 am
Melilli is currently associated with Capstone Financial out of their Moorestown, New Jersey office location. [read post]
28 Aug 2022, 8:09 am
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
27 Aug 2022, 4:39 am
Allen Contracting Co., Dredge Management Associates, and the companies’ owners/managing members Greg Allen and Dan Allen. [read post]
