Search for: "Bank of America Securities, LLC"
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24 Oct 2016, 6:32 am
From the Desk of Jim Eccleston at Eccleston Law LLC:FINRA has ordered Bank of America Merrill Lynch to pay $800,000 in compensatory damages to two brokers who were owed compensation by the firm when they were fired without cause.This order results from Merrill Lynch initially bringing its own claim in 2015 against the two brokers alleging that they both owed the firm money under a promissory note agreement they signed when they were hired in April 2009. [read post]
6 Sep 2016, 2:42 pm
See, GMAC Mortg., LLC v. [read post]
5 Sep 2016, 11:05 am
Secure financing. [read post]
29 Jun 2016, 3:25 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:On June 23, Bank of America Corporation though its brokerage firm Merrill Lynch agreed to pay a $415 million settlement award to the Securities and Exchange Commission. [read post]
24 Jun 2016, 10:18 am
Community Bank of Raymore, 14-520, likewise scored a sixth relist. [read post]
6 Jun 2016, 5:40 am
Bank of America, ARB No. 13-099, ALJ No. 1997-OFC-16 (ARB Apr. 21, 2016) Final Decision and Order PDF Administrator, Wage and Hour Div., USDOL v. [read post]
31 May 2016, 7:51 am
” The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
9 May 2016, 6:06 am
Bank Of America Corporation, Bank Of America Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Defendants (Complaint, SDNY, 16-CV-03653, May 16, 2016).BackgroundThe Complaint c... [read post]
10 Apr 2016, 9:11 am
Pionear, LLC, a case brought by an employee who claimed her employer defamed her while she underwent a security clearance. [read post]
10 Apr 2016, 9:11 am
Pionear, LLC, a case brought by an employee who claimed her employer defamed her while she underwent a security clearance. [read post]
25 Mar 2016, 8:36 am
Wells Fargo Bank, N.A., 15-712. [read post]
25 Mar 2016, 7:00 am
A former risk officer at Morgan Stanley Smith Barney LLC has filed suit claiming he was fired for reporting a variety of infractions by the firm's registered representatives, including the churning of preferred securities by a star broker the firm recruited last year from rival Bank of America Merrill Lynch.Chief among the claims was that late last year, he discovered that one of the firm's newest wealth managers “was flipping preferred… [read post]
24 Mar 2016, 5:32 am
In Bridgestone America, Inc. v. [read post]
12 Mar 2016, 2:58 am
Some of America was good about the government rifling through their underwear. [read post]
22 Feb 2016, 4:36 pm
The Securities Act of 1933 and The Securities and Exchange Act of 1934 The Securities Act of 1933 (The Act) was enacted by Congress in an attempt to eliminate some of the causes of the Great Depression. [read post]
13 Jan 2016, 5:05 pm
In the following guest post from John Reed Stark, President, John Reed Stark Consulting LLC, and David R. [read post]
15 Dec 2015, 2:53 pm
This company buys debts for pennies on the dollar from legitimate banks such as Capital One, Bank of America or Chase who have determined that it will cost them more money to try and collect on the debt themselves rather than sell your debt to a third party debt collector such as Cach LLC. [read post]
10 Dec 2015, 8:36 am
The companies now raising money under Regulation A+ include a dental device manufacturer, technology companies, an automaker, a cannabis company and a bank. [read post]
25 Nov 2015, 8:19 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
17 Nov 2015, 3:33 am
This all arises as America shifts from old school plastic to new school plastic with a computer chip. [read post]
