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16 Nov 2018, 7:00 am by Doug Cornelius
On the heels of the Supreme Court holding in Kokesh v. [read post]
18 Sep 2015, 5:00 am by Doug Cornelius
Cuban drew on his own experience during the SEC’s unsuccessful insider trading action against him to argue that the use of administrative law judges in complex litigation such as insider trading cases is unfair and against the public interest (Hill v. [read post]
9 Aug 2013, 9:30 am by Doug Cornelius
  Going against the tide, in a recent ruling in Asadi v. [read post]
22 Aug 2014, 5:00 am by Doug Cornelius
Dodd-Frank Anti-Retaliation Provisions Do Not Protect Overseas Whistleblowers by Kevin LaCroix in the D&O Diary However, based on a recent Second Circuit decision, prospective foreign whistleblowers thinking about making a whistleblower report had better be prepared to watch out for themselves, as according to the appellate court’s August 14, 2014 decision in Liu Meng-Lin v. [read post]
5 Jun 2015, 5:00 am by Doug Cornelius
The Impact of Newman on SEC Enforcement: Part I The Impact of Newman on SEC Enforcement: Part II The Impact of Newman on SEC Enforcement: Part III The Impact of Newman on SEC Enforcement: Part IV The Impact of Newman on SEC Enforcement: Part V Wall Street and Ethics by Michael Volkov in Corruption, Crime & Compliance I have to confess that there is a part of me that was skeptical about a new survey released last week finding that banks and other financial institutions have not… [read post]
21 Jun 2018, 7:24 am
At this point, all we know is that there are 2 boxes, which might mean 2 new cases.ADDED: One of the cases is Lucia v. [read post]
24 Nov 2017, 8:30 am by Melissa Milewski
Here is a brief excerpt from the archival record of the case:"City of Harrodsburg v. [read post]
13 Oct 2007, 10:16 pm
For an overview go to: Roger Parloff, Legal Pad blog (part of Fortune magazine) Apple hit with $1.2 billion class action for ‘bricking’ iPhones (http://legalpad.blogs.fortune.cnn.com/2007/10/11/apple-hit-with-12-billion-class-action-for-bricking-iphones/#comments? [read post]