Search for: "CAPITAL ONE FINANCIAL CORP."
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16 Aug 2021, 4:53 am
To better understand the inputs to the DLOM analysis and the effect or non-effect of control transfer restrictions, I spoke with Atticus Frank, a Senior Financial Analyst at Mercer Capital and expert in the DLOM. [read post]
13 Aug 2021, 1:14 pm
The Islamist militants now are in control of half of the country’s 34 provincial capitals and more than two-thirds of the country’s territory, with the Afghan government retaining control of Kabul, the capital, and Mazar-i-Sharif, a large city in the north of the country. [read post]
9 Aug 2021, 2:47 pm
As I noted in a prior post (here), in March 2021, a plaintiff shareholder filed a Delaware Chancery Court class action lawsuit against Churchill Capital Corp. [read post]
2 Aug 2021, 12:19 am
Schecter gave the answer in her decision last month in Durst Buildings Corp. v Edelman Family Co. [read post]
30 Jul 2021, 7:58 am
One of the most significant new trends [read post]
30 Jul 2021, 4:00 am
The Alabama Republican is one of several defendants in the suit filed by U.S. [read post]
23 Jul 2021, 4:00 am
Scotland’s Court of Session has heard arguments in a judicial review of the Scottish government’s decision against investigating purported discrepancies in Trump’s financial reporting and two golf club purchases. [read post]
15 Jul 2021, 6:43 pm
One deals here not merely with business risk but now with legal risk as well; and that risk is now extended down the supply chain. [read post]
15 Jul 2021, 2:54 pm
”[14] Engulfed by rapidly evolving capital markets, an investor may press “buy” on a stock- trading mobile application with real-time alerts that are entirely unrelated to anything particularly specific to perfunctory and bland corporate statements made by the target company. [read post]
15 Jul 2021, 7:47 am
The post Douglas Szempruch, Aegis Capital Corp. [read post]
14 Jul 2021, 2:23 pm
Background Stable Road Acquisition Corp. [read post]
13 Jul 2021, 5:30 am
Congress does actually attempt to legislate for the safety and well-being of U.S. citizens in their efforts to ensure we have safe food and pharmaceuticals, and trustworthy capital markets, among many ot [read post]
12 Jul 2021, 2:26 pm
The Financial Industry Regulatory Authority (“FINRA”) has suspended former Aegis Capital Corp. financial advisor Douglas Szempruch from the securities industry for 12 months. [read post]
12 Jul 2021, 2:13 am
Greensill Capital, a U.K. [read post]
9 Jul 2021, 10:29 am
Parikh, formerly of Aegis Capital Corp. [read post]
7 Jul 2021, 1:06 pm
Dustin Shafer (Dustin Paul Shafer CRD# 34198962) is a former registered broker and investment advisor who was registered most recently with Newbridge Securities Corporation from 2019-2020, but spent the previous decade of his career with Money Concepts Capital Corp in Springfield, Illinois. [read post]
3 Jul 2021, 4:37 am
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal 3-Jun-19Onna (Investee)Series… [read post]
23 Jun 2021, 8:12 am
As for Venezuela, U.S. sanctions against the Maduro regime largely target Venezuela’s financial sector, state-owned oil company Petroleos de Venezuela, S.A. and entities related to terrorism and drug trafficking. [read post]
18 Jun 2021, 8:16 am
UK Regulator to Probe NCR Corp. [read post]
18 Jun 2021, 4:00 am
Trump’s FDA Commissioner Takes Job at Moderna Backer MSN – Dan Diamond (Washington Post) | Published: 6/14/2021 Former FDA Commissioner Stephen Hahn is joining the venture capital firm that launched Moderna and remains closely tied to the coronavirus vaccine maker. [read post]
