Search for: "CONNECTIONS CONSULTANT SERVICES, LLC" Results 241 - 260 of 967
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14 Oct 2021, 11:58 am by The White Law Group
”  Palumbo’s broker record indicates that his Other Business Activities include Empowered Mastery Consultants and Truvium Financial Group, among others. [read post]
27 Nov 2011, 12:18 pm
LPL Financial LLC has been fined $100,000 for failing to supervise Jack Kleck, a broker who sold unsuitably risky investments to clients in their 80s, the Oregon Department of Consumer and Business Services announced on Nov. 22. [read post]
22 Aug 2018, 6:26 am by Staff Attorney
  New was formerly associated with NYLife Securities LLC (NYLife Securities) out of the firm’s Fort Wayne, Indiana office location and is currently still registered with advisory firm Synery Investment Services LLC. [read post]
14 Mar 2014, 12:59 am by Florian Mueller
Bloomberg reported on Google's successful efforts to find out who is behind a patent troll named Suffolk Technologies LLC that is suing it over a former BT patent, and it turned out that "Suffolk is owned by Corporate Research Partners, which is owned by IPValue, formed in 2001 by a joint venture of Goldman Sachs, General Atlantic Partners and Boston Consulting Group". [read post]
16 Jun 2011, 10:13 pm by Tomassi Law Associates
Current Superintendent Michael Lingo will retire in June, but stick around for as long as three months as an unpaid consultant. [read post]
24 Oct 2018, 7:53 am by Mike Worgul
At this hearing, the prosecutor bears the burden of proving that there is sufficient evidence to connect you with the crime. [read post]
16 Jan 2012, 4:42 pm
November 2011 UBS Financial Services Inc., in Weehawken NJ was censured and fined $300,000 in connection with a finding by FINRA that the firm failed to reasonably supervise resulting in a failure to prevent improper, excessive, and unsuitable short-term trading for multiple customer accounts. [read post]
22 Jun 2007, 7:37 am
M-I, LLC    Also on June 20, Judge Davis entered an order on the disputes surrounding the billable costs in Halliburton Energy Services, Inc. v. [read post]
21 Jun 2020, 9:03 am by Staff Attorney
Kennedy’s disclosed outside business disclosures include being an insurance agent, Kennedy Investment Consultants LLC, and Hoy Road Properties. [read post]
4 Apr 2022, 7:43 am by The White Law Group
   According to his FINRA BrokerCheck report, Velten is not currently registered as a broker, but was reportedly affiliated with the following firms during his career in the securities industry:   01/27/2020 – 04/28/2020, AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363), New Port Richey, FL,    07/27/2018 – 01/27/2020, INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717), NEW PORT RICHEY, FL   08/18/2006 – 08/07/2018, SUMMIT… [read post]
24 Aug 2010, 5:45 am
Its original name was Earth Connections - Oregon. [read post]