Search for: "Challenge Financial Investors, Corp." Results 241 - 260 of 420
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5 Jun 2015, 3:52 am by Broc Romanek
While the vast majority of commenters recommended not changing the current definition, others recommended raising the financial thresholds cited in the definition or adjusting them for inflation. [read post]
31 May 2015, 4:00 am by Administrator
The British Columbia Supreme Court, in a decision reported at [2011] … Skyline Agriculture Financial Corp. et al. v. [read post]
11 May 2015, 2:37 pm by D. Daxton White
 Issuers are not required to maintain a secondary market, as a result selling RCNs can be very challenging. [read post]
4 May 2015, 8:51 am by Lyle Denniston
Trustee Giddens’s petition to the Court was supported by the Securities Investor Protection Corp., a federally chartered corporation that seeks to protect investors when a brokerage firm or investment banker becomes insolvent — as Lehman Brothers did, in the largest bankruptcy case ever filed. [read post]
26 Mar 2015, 3:40 am by Broc Romanek
Consistent with the proposed rule, a Tier 2 offering will be subject to rigorous disclosure standards, including a requirement to include audited financial statements, as well as to an investor limit. [read post]
6 Jan 2015, 4:14 am by Kevin LaCroix
The case raised the possibility that the Court might reconsider or even dump the “fraud on the market” theory, on which the ability of investors to pursue securities claims as a class action significantly depends. [read post]
28 Dec 2014, 4:13 pm by Sabrina I. Pacifici
Hoenig said “each plan [submitted by the first 11 filers] is deficient and fails to convincingly demonstrate how, in failure, any one of these firms could overcome obstacles to entering bankruptcy without precipitating a financial crisis. [read post]
24 Nov 2014, 3:15 am by Broc Romanek
Meanwhile, George Washington University School of Business has wrapped up its own “Initiative on Rethinking Financial Disclosure” for which teams of graduate students were challenged to improve 10-K disclosure – with the winning team’s proposal submitted to the SEC as part of the disclosure effectiveness project. [read post]
3 Nov 2014, 6:58 am by Joy Waltemath
Indeed, while removing the fund as an option might have sent a negative signal to investors, several factors would have mitigated this effect. [read post]
16 Sep 2014, 8:36 pm by Lyle Denniston
 Peregrine directors are now challenging that ruling in their petition to the Supreme Court. [read post]
3 Sep 2014, 4:14 am by Kevin LaCroix
Institutional investors contend that they rely on class action claims filed by other claimants to prevent their claims from being time barred. [read post]
30 May 2014, 9:20 am by Amy Howe
  The U.S. citizens (plaintiffs below, but the respondents here) filed a lawsuit in which they allege that the bank supported terrorist organizations by providing them with financial services, and they seek bank records to support their case. [read post]
13 May 2014, 12:15 pm by Christopher Bruner
  For example, when News Corp. proposed reincorporating from Australia to Delaware in 2004, the move was opposed by Australian, UK, and US institutions alike. [read post]
16 Apr 2014, 5:08 am by David Lynn
[and] [i]t considered its own data as well and cost estimates submitted during the comment period . . . and arrived at a large bottom line figure that the Association does not challenge." [read post]